Statute
Rule 192
3 published works
Retained Interest
Proposed Rule 192: Conflicts of Interest in Asset-Backed Securitization
By Christopher Horn, Jon Schlotterback
The Securities and Exchange Commission (the "Commission") published proposed Rule 192 (Conflicts of Interest Relating to Certain Securitizations) on January 25, 2023 and closed the public comment period on March…
Global Regulation Tomorrow
New briefing note – Rule 192 – US conflicts rule may hit UK and European securitisations and repackagings
By Michele Daelemans, Christian Lambie, David Shearer (UK)
On 27 March 2023 both SIFMA and AFME submitted letters of comment to the US Securities and Exchange Commission (the SEC) responding to the SEC’s Release No. 33-11151 proposing new Rule…
Crunched Credit
The SEC As Bad Santa: The Proposed Securitization Conflict Rules
By Rick Jones, Crunched Credit
The current administration’s legislative initiatives are largely bottled up in a split Congress, so the path toward achieving the White House’s policy priorities runs almost exclusively through the executive order…