Statute
Uptick Rule
3 published works
Federal Securities Law Source
SEC Considers New Short Sale Prohibitions
The SEC has recently proposed two approaches to restricting short selling. Each of the two proposals could potentially be applied in a variety of ways, but the two broad approaches…
Securities Law Prof Blog
SEC Charges Day-Traders with Manipulative Short-Selling Scheme
The SEC filed charges against two day-traders, Robert Todd Beardsley and George Lindenberg, who allegedly perpetrated a manipulative short selling scheme through brokerage accounts at a now defunct broker-dealer, Redwood…
Securities Law Prof Blog
SEC Uptick Rule
On Sundays we will be higlighting recent scholarship in the area. For an empirical study that supports the SEC's deregulation of the Short-Sales Rule, see The Uptick Rule of Short…