Topic
Capital Raising
140 published works
Agricultural Law & Rural Practice | Solo Small Firm & General Practice Section
When Do Securities Laws Apply to Private Companies? More Often Than You May Think
When Do Securities Laws Apply to Private Companies? More Often Than You May Think Many privately held businesses unknowingly trigger federal and state securities laws when they raise capital, issue…
The Securities Law Blog
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s 45th Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary…
The CLS Blue Sky Blog
Cleary Discusses SEC’s Proposed Registered Offering Reform
By Synne D. Chapman, Craig B. Brod, Harald Halbhuber, Nina E. Bell, Jinhyun Kwon
On May 19, 2026, the SEC proposed amendments in a “Registered Offering Reform” package that would make it significantly easier for public companies to raise capital through registered offerings of…
Cleary Securities, Disclosure, and Governance Watch
SEC Proposes Registered Offering Reform: Shelf Access Immediately After IPO and Regardless of Size of Public Float, Expanded WKSI-Like Benefits, and Form S-1 Modernization
By Synne D. Chapman, Craig B. Brod, Harald Halbhuber, John Mahon, Nina E. Bell, Jinhyun Kwon
On May 19, 2026, the SEC proposed amendments in a “Registered Offering Reform” package that would make it significantly easier for public companies to raise capital through registered offerings of…
Winstead - Investment Management
Requirements of a Form D Notice Filing
By Jarrod Azopardi, Page Patrick
As discussed in our previous article, "Raising Capital Through Private Placements Under Regulation D", Regulation D provides exemptions to streamline capital raising and avoid the rigorous public disclosure requirements associated…
The HB Blog
Finder’s Fees in U.S. Capital Raises: Why Success-Based Payments Create Broker-Dealer Risk
Paying a Finder’s Fee When Raising Capital in the United States: The Success Fee Trap When raising capital in the United States, companies often run into a common, very avoidable…
Winstead - Investment Management
Raising Capital Through Private Placements Under Regulation D
By Jarrod Azopardi, Page Patrick
When a company is looking to raise third-party capital, it will frequently sell equity in the form of securities issued by the company. The U.S. Securities Act of 1933 (as…
The Securities Law Blog
SEC Publishes Staff Report on Capital-Raising Dynamics
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation today published and delivered to Congress its 2025 staff report that serves as a comprehensive and data-rich…
French Law .Blog
Assemblée générale de SARL : une augmentation de capital adoptée avec une majorité de 60% est nulle
Pour les SARL constituées après la loi du 2 août 2005, les modifications statutaires doivent être décidées au moins à la majorité des deux tiers des parts détenues par les…
Market Edge
Equity lines of credit and at-the-market offerings: Alternative public financing options
By Josh Kaufman, Stephen Alicanti, Ron Llewellyn
For public companies looking to raise capital relatively quickly and at a lower cost, equity lines of credit (ELOCs) and at-the-market equity offerings (ATMs) may be viable options. Both allow…