Topic
Clawbacks
154 published works
The D&O Diary
Thinking About the Wells Fargo Executive Compensation Clawbacks
Wells Fargo’s bogus customer account scandal is back in the news again, most recently because of the bank’s release on Monday of the report of its independent directors’ investigation of…
Restructuring Globalview
Insolvencies in Germany – New Avoidance Law in Force
On 5 April 2017, an amendment to the German Insolvency Code (Insolvenzordnung – “InsO”) has come into force which provides for various changes to the avoidance rules and clawback laws…
Inside Jobs
Learning to Live with Clawbacks: The New, Long String on Executive Compensation
By Inside Jobs
Existing rules in Europe require, and proposed rules in the U.S. would require, companies and financial institutions to have in place effective clawback policies. Under such policies, employers have the…
NextGen Financial Services Report
Insurance Companies – Are You Covered? The Dodd-Frank Proposed Rules on Incentive-Based Compensation
By Dykema
As the clock ticks toward the July 22 comment deadline for the proposed Dodd-Frank incentive compensation rules, entities that may be covered by the rules continue to evaluate the potential…
Corporate and Securities Law
Does the Dodd-Frank Compensation Clawback Make Sense?
Corporate and Securities Law
SEC Brings $11,000 SOX Clawback Action
Down the Wire
US SEC Proposed Clawback Rules
US SEC Proposed Clawback Rules - Application to Foreign Issuers with a Secondary Listing in the US In July 2015, the US Securities and Exchange Commission issued the proposed clawback…
Pensions and Benefits
Clawback – What’s your flavour of who, when and why?
The recent clawback laws being discussed and introduced in the UK and the US differ quite markedly and represent two almost entirely different approaches to recovering “erroneously” awarded incentive-based compensation. …
Inside Jobs
SEC Proposes Clawback Rule
By Amy N. Moore
The Securities and Exchange Commission has proposed a rule that will require companies with listed securities to recover incentive compensation based on erroneous financial statements. The proposed rule will also…
Corporate and Securities Law
SEC Proposes Clawback Rules—A Comprehensive Summary