Topic
Client Segregation
2 published works
Banking, Finance and Securities
AFM consults on amendments to the Further Regulation on Conduct of Business Supervision of Financial Undertakings
By Floortje Nagelkerke (NL), Nikolai de Koning
The Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten, AFM) has launched a consultation on amendments to the Further Regulation on Conduct of Business Supervision of Financial Undertakings (Nadere…
Corporate & Financial Weekly Digest
Chicago Mercantile Exchange Implementing Cleared OTC Derivatives Segregation Requirement
The Chicago Mercantile Exchange (CME) has announced new rules that, subject to the CME Clearing House Risk Committee and other approvals, would require customer “cleared over-the-counter (OTC) derivatives” to be…