Topic
Commodity Derivatives
102 published works
Corporate & Financial Weekly Digest
ESMA Updates Q&A Relating to Commodity Derivatives
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On October 2, the European Securities and Markets Authority (ESMA) published an updated version of its question and answer document (Q&A) on commodity derivatives topics under the revised Markets in…
Banking, Finance and Securities
ESMA updates Q&As for MiFID II and MiFIR commodity derivatives
On 2 October 2018, the European Securities and Markets Authority (ESMA) published an updated version of its Q&As on MiFID II and MiFIR commodity derivatives topics. A new Q&A on…
Regulatory & Compliance Update
The New Normal in Commodity Derivatives Enforcement Actions: ‘Cooperative Enforcement’ and Implications for Private Fund Managers
In its budget request for fiscal year 2018, the CFTC outlined an increasingly muscular enforcement effort, stating that, “the Commission will utilize its enforcement resources to continue preserving market integrity[.]”…
Banking, Finance and Securities
ESMA updates Q&As on MiFID II commodity derivatives topics
On 27 March 2018, ESMA updated its frequently asked questions and answers on MiFID II commodity derivatives topics. The section on position limits and position reporting has been updated.
Banking, Finance and Securities
FCA position limits for commodity derivative contracts
The FCA has published position limits on a further commodity derivative contract which is traded on a UK trading venue. The limits have been established under Regulation 16 of The…
Corporate & Financial Weekly Digest
Norwegian FSA Publishes Position Limits for Derivative Contracts
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On December 20, 2017, the Norwegian Financial Supervisory Authority (Finanstilsynet or FSA) published a press release on a webpage with position limits for commodity derivatives trading on a trading venue…
Banking, Finance and Securities
ESMA updates Q&As on MiFID II and MiFIR commodity derivatives
The European Securities and Markets Authority has published an updated Q&A on MiFID II and MiFIR commodity derivatives topics. This update includes answers to the following questions: How should the…
Corporate & Financial Weekly Digest
ESMA Publishes New/Updated Q&As on MiFID II, Commodity Derivatives, EMIR and MAR
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On December 14 and 15, the European Securities and Markets Authority (ESMA) published a number of new and updated question and answer documents (Q&As) relating to, among other things, the…
Corporate & Financial Weekly Digest
UK FCA, Dutch AFM and French AMF Publish Position Limits for Commodity Derivative Contracts
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
Under the revised Markets in Financial Instruments Directive (MiFID II), limits are required to be established on the size of a net position a person can hold (at all times)…
Corporate & Financial Weekly Digest
FCA Publishes Further Set of Position Limits for Commodity Derivative Contracts
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On November 15, the UK Financial Conduct Authority (FCA) updated its webpage (webpage) in connection with position limits for commodity derivative contracts. Under the revised Markets in Financial Instruments Directive…