Topic
Compliance Outreach
7 published works
The Suite Spot
How An LPMS Can Double As An In-House Legal Software
Legal practice management software (LPMS) offers a comprehensive platform that can streamline a wide range of in-house legal functions, from contract management to compliance oversight. #cblock-featured-958 .features-details-quote { color :…
The Securities Law Blog
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for both in-person and virtual attendance of their…
FCA Update
New Developments May Prompt Board Compliance/Risk Recalibration
Health care system boards may want to revisit their risk and compliance oversight protocols following multiple new fraud enforcement developments in the last two months. These developments reflect a notable…
Triage Health Law
Board Members Should Heed OIG Compliance Guidance
By Thomas Zeno
Board members for organizations of all sizes need to be familiar with the OIG’s recent publication of Practical Guidance for Health Care Governing Boards on Compliance Oversight. This informative guide…
FCA Update
New Board Compliance Guidance Prompts General Counsel Focus
Health care general counsel should review and brief their internal clients on the new Practical Guidance for Health Care Governing Boards on Compliance Oversight (Guidance), released on April 20, 2015. A joint…
Health Industry Washington Watch
OIG Partners with Industry Associations by Issuing Practical Guidance for Health Care Governing Boards on Compliance Oversight
By Elizabeth B. Carder-Thompson, Trey Andrews, Carol Loepere
On April 20, 2015, the Office of the Inspector General of the Department of Health and Human Services (“OIG”) released educational guidance designed to assist governing boards of health care…
Corporate & Financial Weekly Digest
FSA Fines and Bans Former Compliance Officer
By Edward Black
The UK Financial Services Authority (FSA) recently announced that is had fined David McGrath, the former compliance officer of ActivTrades Plc, £3,000 (approximately $4,900) and prohibited him from performing the…