Topic
Compliance
1,583 published works
Free Movement Articles
The unequal impact of the increase in sponsor licence revocations
By James Bowes
To address concerns about worker shortages in the aftermath of Brexit and the coronavirus pandemic, the government liberalised the work visa system in January 2021, making all medium-skilled jobs eligible…
The FCA Insider
CMS Revises Protocol Form to Ease Disclosures of Missed In-Office Imaging Notices
By Timothy Fry, Amber McGraw Walsh, Kristen H. Chang, Gretchen Heinze Townshend, Varsha Gadani, Erica Jewell, Andrew Konia
The Centers for Medicare & Medicaid Services (CMS) recently posted revised forms for its voluntary self-referral disclosure protocol (SRDP), the process Medicare providers and suppliers use to self-disclose and resolve…
FCPA Professor
A Look At FCPA Risk
By Mike Koehler
In certain SEC filings, issuers disclose a wide variety of risk factors which could impact its business. These risk factors often follow a template like structure and may not be…
Fennemore
IRS Updates Retirement Plan Correction Procedures
By Fennemore
On October 22, 2026, the Internal Revenue Service (IRS) issued Revenue Procedure 2026-34, which updates its Employee Plans Compliance Resolution System (EPCRS) guidance for correcting qualified retirement plan errors. The…
Coblentz Law
AI Compliance: What Businesses Need to Know and Do Now
By Scott Hall Businesses can no longer wait to take AI compliance seriously. While there is still no federal AI statute, more than 60 state laws now regulate various aspects…
Debevoise & Pimpton Data Blog
No Client Harm, But SEC Still Charges Investment Adviser with Reg S-ID Failures
By Avi Gesser
On October 23, 2026, the Securities and Exchange Commission (“SEC”) brought a settled enforcement action against registered investment adviser TAG Associates LLC (“TAG”) for violations of Rule 201 of Regulation…
SmartMove2 UK Visa Blog
Sponsor Licence Change of Circumstances: How to Report Changes in 2026
Sponsor Licence Change of Circumstances: How to Report Changes in 20266 min Read UK Sponsor Licence consultant in India Mumbai, Delhi & Bengaluru If you hold a UK sponsor licence,…
Arnold & Porter: News & Perspectives
John Tan Discusses Proposed China Anti-Bribery Law in Global Investigations Review
John Tan, co-lead of Arnold & Porter’s Anti-Corruption practice, was quoted in the recent Global Investigations Review article, “China considers anti-foreign bribery law overhaul,” which examined a draft Chinese law…
Ryan P. Smith Law Blog
Law and Order – August 2026: Recalibration
The Financial Industry Regulatory Authority, Inc. (FINRA) posts disciplinary actions to an online database. It also publishes a monthly summary of these actions, which is a worthwhile read for those…
European Law Blog
Collective compliance at the expense of competitive uncertainty?
Recent EU digital and information law initiatives greatly rely on industry participation and knowledge to translate legal obligations into an actionable and acceptable compliance framework. The distinctive Article 101 TFEU…