Skip to main content

Topic

Derivatives

747 published works

  1. Securities Law Prof Blog

    SEC, CFTC & Fed Reserve Enter MOU on Credit Default Swaps

    By Securites Lawprof

    The SEC, the CFTC, and the Federal Reserve Board entered into a Memorandum of Understanding  dealing with central counterparties for over-the-counter credit default swaps.  PWG Announces Initiatives to Strengthen OTC…

  2. Securities Law Prof Blog

    Cox on Regulatory Reform

    By Securites Lawprof

    SEC Chairman Christopher Cox spoke on 'Building on Strengths in Designing the New Regulatory Structure' at the PLI 40th Annual Securities Regulation Institute, in New York, New York, on November…

  3. Securities Law Prof Blog

    SEC Issues Technical Amendments to Short-Selling Ban

    By Securites Lawprof

    The SEC approved technical amendments to its emergency order banning short-selling in financial stocks issued last week.  According to the SEC, the technical amendments were made to ensure the continued…

  4. Securities Law Prof Blog

    SEC Staff Recommends Modification to Short-Sales Prohibition

    By Securites Lawprof

    The Securities and Exchange Commission's Division of Trading and Markets today issued the following statement:"The Commission staff is recommending to the Commission a modification to its order prohibiting short selling…

  5. Pension Risk Matters

    How Much More Will Pensions Lose in Financials?

    By Susan Mangiero

    One good thing about being an occasional night owl is that you get to blog about breaking news. Unfortunately, today's headlines are gloomy indeed. Here's a quick recap. According to…

  6. Securities Law Prof Blog

    Canova on Return to Marginalist Analysis

    By Securites Lawprof

    Legacy of the Clinton Bubble: The Crisis in the Washington Consensus and the Return to Marginalist Analysis, by Timothy A. Canova, Chapman University - School of Law, was recently posted…

  7. Securities Law Prof Blog

    Cox Testifies on Regulatory Responses to Financial Markets

    By Securites Lawprof

    SEC Chairman Christopher Cox testified on Recent Developments in U.S. Financial Markets and Regulatory Responses before the U.S. Senate Committee on Banking, Housing and Urban Affairs on July 15, 2008. …

  8. Pension Risk Matters

    New Accounting Rules for Public Pension Funds

    By Susan Mangiero

    According to "Government Rule Makers Looking at Pensions," New York Times reporter Mary Walsh (July 11, 2008) describes a new initiative, sure to create headaches for troubled state and city…

  9. Securities Law Prof Blog

    Duffie & Hu on Global Derivative Markets

    By Securites Lawprof

    Competing for a Share of Global Derivatives Markets: Trends and Policy Choices for the United States, by DARRELL DUFFIE, Stanford Graduate School of Business; National Bureau of Economic Research (NBER),…

  10. Securities Law Prof Blog

    SEC & CFTC Approve Novel Derivative Products

    By Securites Lawprof

    The SEC and the CFTC announced that each has approved the trading and clearing of two novel derivative products — futures and option contracts based on shares of the SPDR®…