Topic
Enforcement
987 published works
Regulatory Oversight
California Attorney General Sees “Great Progress” With CCPA Enforcement
By Timothy Butler, Carlin McCrory, Chelsea Lamb, Matthew White
On July 19, and just over one year after his office began enforcing the California Consumer Privacy Act (CCPA), California Attorney General Rob Bonta announced that he is "seeing great…
The D&O Diary
SEC Files COVID-19-Related Enforcement Action Against Digital Health Firm
Even though the worst of the pandemic crisis in the U.S. appears, at least for now, to be past, the threat of COVID-19-related claims continues. In the latest example of…
Allens Insights
AER 2021-22 compliance and enforcement priorities
By Allens
Snapshot of the issues the AER will focus on and recent developments 4 min read The AER has released five compliance and enforcement priorities for 2021-22 relating to: financial hardship;…
Commercial Litigation Update
A Step Towards Clarity? The NYC Bar Compliance Committee Seeks to Set Forth Guidance on Bringing Enforcement Action Against Chief Compliance Officers
By Brian L. Friedman, Melissa L. Jampol, Sarah M. Hall
Over the past 15 years, chief compliance officers (“CCOs”) for financial services firms have come under increased scrutiny as the Securities and Exchange Commission (“SEC”) and Financial Industry Regulatory Authority…
The Data Advisor
Locatefamily.com Fined EUR 525,000 for Failure to Appoint an EU Representative
By Sam Meijer, Christopher Foo, Laura Brodahl, Jan Dhont
On May 12, 2021, the Dutch supervisory authority (the Autoriteit Persoonsgegevens or AP) issued a press release on a EUR 525,000 fine against Locatefamily.com for failing to appoint an EU…
Consumer Finance Monitor
FTC explains closing letters issued by its Bureau of Consumer Protection
In a recent blog post, the FTC explained the role of closing letters issued by the staff of its Bureau of Consumer Protection. The FTC indicates that it views the…
Immigration Lawyers Blog
ICE Ends Fining of Undocumented Immigrants, Calls Penalties Ineffective
Immigration and Customs Enforcement (ICE) announced on April 21 that it will no longer be fining undocumented immigrants who fail to depart the United States. This action reverses the previous…
The Long and Short of It
At the Crossroads: CFTC and DOJ Enforcement
Have you seen "At the Crossroads: CFTC and DOJ Enforcement", our new video weekly series hosted by Mayer Brown partners Matthew F. Kluchenek and Glen A. Kopp? It's a must-see!…
Ohio Clock
House Democrats Urge Funding Boost for Wall Street’s ‘Cop on the Beat’
By Kevin Edgar
House Financial Services Committee Chairwoman Maxine Waters is calling on Congress to increase funding for Securities and Exchange Commission (SEC) oversight of Wall Street’s “regulatory and market structure weak points.”…
Through The Immigration Lens
Preparing for WHD’s Less-Carrot-More-Stick Enforcement Approach
By: Scott Hecker and Kevin Young Post originally appeared as a Legal Update on Seyfarth's News & Insights Page link here. Gone are the days when the U.S. DOL’s Wage…