Topic
Enforcement
987 published works
Global Regulatory Enforcement Law Blog
Market Abuse and the May 6th “Flash Crash”: The SEC Expands its Enforcement Focus
By Reed Smith
This post was written by Amy Greer. Recently, I had the opportunity to moderate a panel hosted by the Pennsylvania Bar Institute on which Daniel M. Hawke, the Chief of…
Corporate & Financial Weekly Digest
SEC Enforcement Actions Not Subject to Same Reliance Requirements as Private Actions
Co-authored by Jessica Garrett A Connecticut federal district court recently denied a motion for summary judgment by an individual, Gary Richetelli, seeking dismissal of claims brought in an enforcement action…
The D&O Diary
A Closer Look at the Goldman Sachs SEC Enforcement Action Settlement
In a striking series of developments late yesterday afternoon, the Senate passed the financial reform bill and the SEC announced its record-setting settlement of the enforcement action it filed against…
Subject to Inquiry
Forcing Reform By Enforcement
Immigration reform has certainly become a prominent political issue of late. Its recent thrust into the forefront of political debate is not because Congress or the Obama administration has chosen…
Connecticut Employment Law Blog
EEOC’s Boston Area Office Answers Frequently Asked Questions on Enforcement Issues
The EEOC's Boston Area Office just released their July 2010 newsletter, though good luck trying to find a copy of it online. In it, however, the EEOC has answered some common…
The D&O Diary
Judge Rakoff Addresses Stanford Directors’ College
As opening speaker on June 21, 2010 at the Stanford Law School Directors’ college, Southern District of New York Judge Jed Rakoff shared his views about Bank of America’s settlement of…
CommLaw Monitor
Meet the Enforcement Bureau
By Kelley Drye
Yesterday, I attended a bar association event featuring the FCC's Enforcement Bureau. There were no newsworthy revelations made during the session, but the Bureau distributed an updated organizational chart and…
Washington Energy Report
FERC Conditionally Accepts Enforcement-Related Revisions to NYISO’s Services Tariff
On April 23, 2010, FERC conditionally approved the New York Independent System Operator’s (“NYISO”) proposed revisions to their Market Administration and Control Area Services Tariff (“Services Tariff”). Specifically, NYISO’s proposed…
Health Industry Washington Watch
FDA Confirms Focus on Enforcement and Initiative to Bring Criminal Prosecutions of Company Executives
This post was written by Areta L. Kupchyk. On April 22, 2010, at the Food and Drug Law Institute (FDLI) Annual Conference in Washington, D.C., FDA's Deputy Chief Counsel for…
ImmigrationProf Blog
Ground Zero Arizona: Fallout from New Arizona Law Continues
It will take weeks, if not years, for the smoke to clear from Arizona's new immigation law. One thing is clear about the law -- it has stirred national controversy and…