Topic
filing requirements
16 published works
The Securities Law Blog
SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements
The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission is granting exemptive relief from…
Law Times News
Ontario’s human rights tribunal reducing backlog with onerous filing requirements, watchdog says
The watchdog says a growing number of human rights applicants are abandoning their cases
Global Financial Regulatory Blog
SEC Brings Charges for Failure to File Forms 13F (Investment Manager Share Positions) and 13H (Large Trader Registration)
The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. By Stephen Wink, John Sikora, Aaron Gilbride, Naim Culhaci, Samantha Daisy,…
The Securities Law Blog
SEC Issues Exemptive Order Providing Additional Time for Certain Registrants to File Quarterly Reports in Light of BF Borgers Permanent Suspension
The Securities and Exchange Commission today provided exemptive relief to certain registrants affected by the permanent suspension of BF Borgers CPA PC and its owner, Benjamin F. Borgers (together, “BF…
Prosecution First Blog
Prosecution Pointer 278
By Publisher
If all items are correctly filed in an ePetition, the ePetition will be automatically granted at the time it is filed through EFS-WEB.Read more
Corporate and Securities Law
SEC Provides Limited Relief for Paper Filings of Form 144
Corporate and Securities Law
SEC Provides Conditional Regulatory Relief for Companies Affected by the Coronavirus Disease 2019 (COVID-19)
Washington Energy Report
FERC Postpones Effective Date of Filing Regulation
On August 29, 2019, FERC issued a final rule revising 18 C.F.R. § 385.2001(a) and requiring that all physical filings and submissions to be delivered to FERC, other than those…
Washington Energy Report
FERC Issues Final Rule Changing Filing Requirements
By Chuck Sensiba, Elizabeth McCormick
On August 27, 2019, FERC issued a final rule amending its regulations at 18 C.F.R. § 385.2001(a) to require that all physical filings and submissions to be delivered to FERC,…
Nonprofit Law Prof Blog
Former Director Owens: Greater IRS Oversight Needed For Tax-Exempt Organizations
Former Director of the IRS Exempt Organizations Division, Marcus S. Owens has beencritical of the IRS’s treatment of filing requirements for exempt organization.Recent data suggests significant growth in the nation’s…