Topic
General Solicitation
59 published works
The Venture Alley
General Solicitation of Accredited Investors in 2013?
By DLA Piper
CONTRIBUTED BY Megan Muir @megan_muir The SEC has made official what we blogged about yesterday: Late yesterday it removed from its agenda for today’s meeting the consideration of general solicitation…
Corporate & Financial Weekly Digest
New General Solicitation and Advertising Rules To Be Delayed
In testimony before the Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs Oversight and Government Reform Committee of the U.S. House of Representatives, Mary L. Shapiro,…
The Venture Alley
SEC Not Quite Ready to Lift General Solicitation Ban
CONTRIBUTED BYAsher Bearmanasher.bearman@dlapiper.com Many of us are anxiously awaiting the SEC's implementation of the rules that will allow funds and companies to engage in general solicitations as part of their…
Corporate and Securities Law
JOBS Act Rulemaking
Corporate and Securities Law
Permissible Advertising Before the SEC Lifts the Ban on General Solicitation Under the JOBS Act
Corporate and Securities Law
Winning and Losing Provisions of the JOBS Act
The Venture Alley
More Calls to Relax General Solicitation Rules in Private Offerings
By Trent Dykes
CONTRIBUTED BYAndrew Ledbetterandrew.ledbetter@dlapiper.com In addition to legislative initiatives we’ve previously discussed, we continue to see efforts to relax the general solicitation prohibition in private offerings. For example, the SEC's Advisory…
Securities Law Prof Blog
MFA Petitions for Amending 502(c) of Reg D
Managed Funds Association submitted to the SEC a petition for rulemaking (Download MFApetn4-643[1]), requesting that the Commission amend Rule 502(c) of Regulation D to eliminate the prohibition on offers or sales of…
The Venture Alley
House Overwhelmingly Approves General Solicitation of Accredited Investors
By Trent Dykes
CONTRIBUTED BYAndrew Ledbetterandrew.ledbetter@dlapiper.com Amid the recent flurry of House bills intended to facilitate capital formation, which we’ve discussed here and here, is the Access to Capital for Job Creators Act,…