Topic
Intrastate Offerings
9 published works
Elizabeth L. Carter Blog
Federal Intrastate Exemptions under Securities Act of 1933
https://video.wixstatic.com/video/4dc8bf_17c6b1791586496a94bea7e0c44d48c3/720p/mp4/file.mp4Section 3(a)11 Exemption Section 3(a)(11) of the Securities Act is generally known as the “intrastate offering exemption.” This federal exemption seeks to facilitate the financing of local business operations. Section…
Louisiana Law Blog
SEC Changes the Regulatory Landscape of Intrastate and Regional Securities Offerings – Rule 147 Amendments Become Effective April 20, 2017
By Kean Miller
On October 26, 2016, the SEC adopted final rules that (1) modernize Rule 147, (2) create a new Rule 147A, (3) amend Rule 504, and (4) repeal Rule 505 (collectively,…
Corporate & Financial Weekly Digest
SEC Adopts Amendments to Rules 147 and 504, Adopts Rule 147A and Repeals Rule 505
By David S. Kravitz, Mark D. Wood, Mark J. Reyes, Shannon M. Traylor
On October 26, the Securities and Exchange Commission adopted final rules amending (1) Rule 147 promulgated under the Securities Act of 1933 (Securities Act) to modernize the existing safe harbor…
Corporate and Securities Law
New SEC Rules for Intrastate and Regional Securities Offerings
Corporate and Securities Law
SEC Proposes to Ease Intrastate Offering Exemption to Facilitate Crowdfunding
Corporate and Securities Law
SEC Says Use IP Addresses to Control Intrastate Offerings
The Securities Edge
Don’t cross the border!: Intrastate offering exemption still not useful despite new interpretations
[caption id="attachment_1286" align="alignright" width="300"] Photo by Jimmy Emerson[/caption] Last week, the SEC issued three new interpretations related to the so-called “intrastate offering exemption,” which is a registration exemption that facilitates…
The Securities Edge
Don't cross the border!: Intrastate offering exemption still not useful despite new interpretations
[caption id="attachment_1286" align="alignright" width="300"] Photo by Jimmy Emerson[/caption] Last week, the SEC issued three new interpretations related to the so-called “intrastate offering exemption,” which is a registration exemption that facilitates…
The Securities Edge
Don’t cross the border!: Intrastate offering exemption still not useful despite new interpretations
[caption id="attachment_1286" align="alignright" width="300"] Photo by Jimmy Emerson[/caption] Last week, the SEC issued three new interpretations related to the so-called “intrastate offering exemption,” which is a registration exemption that facilitates…