Topic
Mining Disclosure
5 published works
California Corporate & Securities Law Blog
Through These Many Years, I Continue To Perseverate On Whether Coal Is A Mineral
Readers may recall that I have penned several posts on the subject whether coal is a mineral for purposes of the Securities and Exchange Commission's resource extraction disclosure rules: Is Coal A…
Free Writings + Perspectives
Voluntary Compliance with New Mining Disclosure Rules Prior to Completion of EDGAR Reprogramming
By Hanwen Zhang
On October 31, 2018, the Securities and Exchange Commission (the “SEC”) adopted new property disclosure requirements for mining company registrants. The new rules, codified in Subpart 1300 of Regulation S-K,…
Waller Law Blogs
SEC adopts new disclosure rules for mining companies
11.07.18The Securities and Exchange Commission (SEC) has adopted amendments to the property disclosure requirements for mining issuers and related guidance, under the Securities Act of 1933 (33) and the Securities…
Free Writings + Perspectives
SEC Issues Final Rule to Modernize Property Disclosures for Mining Registrants
By J. Paul Forrester, Robert F. Gray
On October 31, 2018, the US Securities and Exchange Commission issued a final rule to modernize required property disclosures for mining registrants. The requirements are currently set out in Item…
Timely disclosure
CSA: Room for Improvement in Mining Company Investor Presentations
By Charles L.K. (Chuck) Higgins, Lata Casciano
NI 43-101 sets out the requirements of the Canadian Securities Administrators (CSA) for disclosure of information about mining projects, including the requirement that the disclosure of scientific and technical information…