Topic
Offering Fraud
74 published works
SEC Actions
SEC Partially Settles Offering Fraud Action
The partial Government shutdown continues. No apparent resolution is in sight, a huge issue for the thousands of hard-working federal employees who will not get paid. Nevertheless, the SEC continues…
Corporate & Financial Weekly Digest
SEC Charges Colorado Woman and Her Two Companies with Offering Fraud
By Michael Rosensaft, Margaret J. McQuade
On August 15, the Securities and Exchange Commission filed a complaint against Heidi Ann Gamer and two companies under her control, Gamer Economic Systems, LLC and Gamer Media Partners Corp.…
Securities Compliance Sentinel
The SEC’s New California Sherrif Warns of Offering Fraud
The new SEC Regional Director in the Los Angeles has indicted that offering fraud will be a key priority for her office. Although she mentioned that crowd funding will certainly effect the…
Securities Law Prof Blog
HSBC Bank Settles SEC Charges Involving Pension Fund’s Offering Fraud
The SECannounced settled enforcement proceedings against HSBC Bank USA, N.A., which will pay a $10 million civil penalty and approximately $500,000 in disgorgement for allowing its name and logo to…