Topic
operational resilience
121 published works
Global Financial Regulatory Blog
FCA Issues Guidance for Firms on Their Use of AI
The guidance provides examples of good and poor practices and is designed to help firms apply the existing regulatory framework to their use of AI. By Becky Critchley, Stuart Davis,…
Global Regulation Tomorrow
Podcast | Global Regulation Tomorrow Plus – Crypto under the FCA – Operational Resilience
Our podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in…
Global Regulation Tomorrow
HMT Report – The Value of Resilience: Cyber Resilience in Financial Services
By Simon Lovegrove (UK), Charlotte Carnegie
On 8 July 2026, HM Treasury issued a report that sets out evidence on the economic and financial benefits of operational resilience, with a particular focus on cyber disruption in…
Investment Management Regulatory Update
Enforcement Risk & Operational Resilience in Digital Asset Markets
By Elise Hoffer
Key Takeaways from Thompson Hines Investment Management Coffee Chat Featuring Nathan Lamb, Brian Lanciault, and Marc Minor. Digital asset markets are evolving faster than the rules designed to govern them.…
Global Regulation Tomorrow
ESAs issue first report on DORA major ICT-related incidents
On 3 June 2026, the European Supervisory Authorities (ESAs) published their first annual overview of major ICT-related incidents in the EU financial sector based on a reporting mechanism established by…
Global Regulation Tomorrow
FCA publishes insights and observations in relation to operational resilience
By Simon Lovegrove (UK), Charlotte Carnegie
On 27 March 2026, the Financial Conduct Authority (FCA) published observations from firms’ self-assessments to help firms review and evolve their approach to operational resilience. Background The FCA explained that…
Global Financial Regulatory Blog
UK Regulators Finalise Policy on Operational Incident and Third-Party Reporting
The regulators have responded to industry feedback by largely aligning their frameworks and simplifying reporting requirements. By Rob Moulton, Nicola Higgs, Becky Critchley, and Charlotte Collins Key Points: The FCA…
Global Regulation Tomorrow
FCA, PRA and BoE issue Policy Statements on operational resilience
By Simon Lovegrove (UK), Charlotte Carnegie
On 18 March 2026, the following Policy Statements were issued: Financial Conduct Authority (FCA) Policy Statement 26/2: Operational incident and third-party reporting (PS26/2). Prudential Regulation Authority (PRA) Policy Statement PS7/26…
Internet, IT & e-Discovery
CISOs and COOs need to improve their relationships!
By Peter Vogel
DarkReading.com reported that “Digital transformation has made cybersecurity preparation part of operational resilience for most organizations. This calls for a new relationship between CISOs and COOs.” The December 12, 2025…
Global Regulation Tomorrow
ASIC improves and simplifies technological and operational resilience guidance
On 18 December 2025, the Australian Securities and Investments Commission (ASIC) published updates to its guidance on Chapters 8A and 8B of the ASIC Market Integrity Rules (Securities Markets) 2017…