Topic
Paragon
4 published works
Blockchain and the Law
Airfox and Paragon Settle with SEC for Unregistered ICOs: Civil Monetary Penalties Imposed; Rescission and Registration Required
On November 16, the SEC announced that it settled charges against CarrierEQ, Inc. (“Airfox”) and Paragon Coin, Inc. (“Paragon”) for securities offering registration violations in connection with their respective initial…
Banking, Finance and Securities
SEC issues statement on digital asset securities issuance, investment and trading
By Andrew Lom (US), Rachael Browndorf (US)
On November 16, 2018, the Securities and Exchange Commission (“SEC”) issued a statement on the application of federal securities laws to the issuance and trading of, and investment in, digital…
Corporate and Securities Law
SEC Tells How to Fix the Faulty Initial Coin Offering
Global Insurance Blog
UK: Is ICOBS compliance solely the responsibility of the customer-facing intermediary?
"Where there is a chain of insurance intermediaries between the insurer and the customer, [ICOBS] applies only to the insurance intermediary in contact with the customer". (ICOBS1 Annex, 4.1R) That…