Topic
Record Keeping
223 published works
Securities Law Prof Blog
SEC Adopts Custody and Recordkeeping Rules for Investment Advisers
The SEC adopted amendments to the custody and recordkeeping rules under the Investment Advisers Act of 1940 to provide additional safeguards when a registered adviser has custody of client funds or securities. The…
OSHA Law Blog
New OSHA Recordkeeping Courses Available
Jackson Lewis and SmartPros Ltd. are pleased to announce the availability of two OSHA recordkeeping courses. The first is Course 2215, OSHA’s Record-Keeping NEP: What It Is and What You Need to Do…
OSHA Law Blog
OSHA Recordkeeping Best Practices
OSHA's Recordkeeping National Emphasis Program (NEP) has been in effect for over a month and employers should be taking steps now to review their records and prepare for an NEP inspection. Click here…
Best Practices Construction Law
Before and After: Top Three Reasons to Keep Good Records
The "before" picture often magnifies the significance of the "after" picture. In other words, if you had only seen the "after" picture below, then you may think, Wow! How did that crane…
OSHA Law Blog
OSHA’s Recordkeeping National Emphasis Program
OSHA has launched its long-awaited Recordkeeping National Emphasis Program (NEP). Effective September 30, the NEP will subject employers in certain industries to comprehensive injury and illness records reviews. Employers in…
Connecticut Employment Law Blog
Record-Keeping for Employers in Connecticut – The Basics
With all the talk this week about Title VII and what I would call slightly more "advanced" issues in employment law, it's always wise to make sure that you, as an…
Legal Profession Blog
Prior Experience Does Not Prevent Recordkeeping Issues
The Ohio Supreme Court web page reports that an Akron attorney:...has beensuspended by the Supreme Court of Ohio for two years, with the secondyear of that term stayed on conditions,…
Legal Profession Blog
More On Required Records
As a follow up to yesterday's post on the Rule 1.15 record-keeping decision in the District of Columbia, here's the link to the report of the Board on Professional Responsibility…
White Collar Crime Prof Blog
Allied Capital Settles with the SEC
By Ellen Podgor
Business development and private lending company Allied Capital Corp. settled an administrative action with the SEC related to maintaining records for the valuation of the company's investments in the securities…
Broadcast Law Blog
Copyright Royalty Board Announces Music Recordkeeping and Reporting Requirements for Internet Streaming
The Copyright Royalty Board (CRB) has just announced the required recordkeeping format for Internet webcasters streaming on the Internet. The full text of the decision can be found at http://www.loc.gov/crb/fedreg/2006/71fr59010-9.html…