Topic
Regulatory Enforcement
264 published works
Waldrop & Colvin Legal Blog
FTC’s Premier Martial Arts Settlement: Lessons for Franchise Earnings Claims and FDD Disclosures
Waldrop & Colvin | Franchise Compliance What franchisors should review about Item 19, facility and territory recommendations, and outside organizations managing franchise development. By Derek A. Colvin Three Areas Deserving…
The CLS Blue Sky Blog
Does Board Gender Diversity Temper Regulatory Enforcement?
By Renholding
In a new paper, we examine whether the gender composition of companies’ boards affects the Securities and Exchange Commission’s (SEC’s) decision to investigate those companies and, ultimately, to pursue regulatory…
The CLS Blue Sky Blog
Davis Polk Discusses OCC and FDIC Changes to Rules for Supervision
By Martinyerovi
The Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC and, collectively, the Agencies) issued a joint final rule to define the term “unsafe…
GoodLifeSci
HHS Secretary Announces Intent to Extend HHS-OIG Exclusion Authority to CMS, Expanding the Administration’s Anti-Fraud Campaign
By Meenakshi Datta, Mark B. Langdon, Donielle McCutcheon, Trevor L. Wear, Gabrielle Feliciani
HHS Secretary Robert F. Kennedy Jr. recently announced that he would give CMS the authority to exclude individuals and entities from participation in federal health care programs, an authority previously…
Consumer Financial Services Law Monitor
Point-of-Sale Finance Series: State AGs Filling the Federal Void in Point-of-Sale Finance Enforcement
By Taylor Gess, Michael Yaghi, Lane Page
In this crossover episode of The Consumer Finance Podcast and Regulatory Oversight, Taylor Gess is joined by colleagues Michael Yaghi and Lane Page from Troutman Pepper Locke's State AG and…
Substance Law Blog
Report of the 3rd Legislative Review of the Tobacco and Vaping Products Act
By Publisher
Mandate and Scope of the Review The third legislative review of the Tobacco and Vaping Products Act (TVPA) was undertaken to examine the Act's operation and effectiveness. This review specifically…
Ryan P. Smith Law Blog
Law and Order – April 2026
By Ryan
Law and Order – April 2026: A.C.T. Now or Act Later The Financial Industry Regulatory Authority, Inc. (FINRA) posts the disciplinary actions it took to an online database. It also publishes a monthly…
SCC Blog
Intel Penalised, Rajinikanth’s Tax Case, Hanging Glaciers and More: Tribunal & Commission Jan—Apr 2026 Roundup
By Soumya Yadav
This roundup captures rulings that strengthened compliance, clarified procedures, and reinforced accountability across sectors. APTEL curtailed unauthorised audits, ITAT and CESTAT refined taxation safeguards, and CCI penalised Intel for abuse…
Legal Futures Blog
Keep out of employment issues, solicitors tell SRA
By Neil Rose
Whitmarsh: SRA should do less and do it betterThe Solicitors Regulation Authority (SRA) has been told to leave employment issues such as bullying, harassment, discrimination and sexual misconduct to law…
Rural Spectrum Scanner
FCC Suspends Seven Individuals from Participating in USF Programs
The FCC has suspended seven people from participating in Universal Service Fund (USF) programs. Each individual receiving a Notice of Suspension has been found guilty of a crime related to…