Topic
Reporting Requirements
294 published works
The SEC Institute Blog
Another 12b-25 Enforcement Sweep
We’d like to again remind our readers that Form 12b-25 is not an automatic extension for quarterly and annual reports. In a prior blog post, we discussed an enforcement sweep…
The SEC Institute Blog
More C&DIs From CorpFin – Form F-SR
On August 30, 2023, CorpFin issued three Exchange Act Form C&DIs addressing questions arising from the new Form F-SR, which will be used by foreign private issuers (FPIs) to report…
Bill Madden's Blog
Abuse: Failure to report by teacher.
By Bill Madden
Webb v Tang [2023] WASCA 119 (on JADE). This matter concerned an appeal against a conviction. The prosecution had alleged that the accused, being a teacher and having in the…
Media & Privacy Risk Report
<em>Cybersecurity Sheriffs Continue to Multiply and Crack Down – New SEC Rule Amps Up Public Company Pressure</em>
By Blaine C. Kimrey, Kate L. Jungers, Nusra Ismail
Last week, a sharply divided U.S. Securities and Exchange Commission (“SEC”) significantly increased reporting requirements on public companies by adopting a Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Rule…
California Corporate & Securities Law Blog
Nonsensical Bill Requiring Founding Team Diversity Reports Advances
In April, I reported on SB 54 (Skinner), a bill that would have required institutional Investors, securities and real estate brokers, and others to report on the diversity status of…
Allens Insights
FIRB changes to note from 1 July 2023
By Allens
A New Register and obligations on foreign persons 15 min read On 1 July 2023, a new Register of Foreign Ownership of Australian Assets (the New Register) will come into effect…
PFAS and Emerging Contaminants
Maine Presses Pause on PFAS Reporting Requirements
We reported previously on Maine’s 2021 law barring the sale of new products containing intentionally added PFAS and the reporting requirements that the law imposed upon manufacturers. Under the law,…
Hall Benefits Law Blog
CMS Delays Final Regulations on Civil Penalties for Violations of MSP Reporting Requirements
By Anne Hall
The Centers for Medicare & Medicaid Services (CMS) has pushed back the deadline by one year for issuing final regulations concerning the imposition of civil penalties for violations of Medicare…
Known Trends
SEC Reopens Comment Period for Proposed Amendments to Beneficial Ownership Reporting Rules
On April 28, 2023, the U.S. Securities and Exchange Commission (SEC) reopened the comment period for its rulemaking proposal, Modernization of Beneficial Ownership Reporting, through the later of 30 days…
The Securities Law Blog
SEC Reopens Comment Period for Proposed Rule Amendments to Modernize Beneficial Ownership Reporting
The Securities and Exchange Commission today reopened the comment period for its proposed amendments to modernize the rules governing beneficial ownership reporting, and the staff of the Commission’s Division of…