Topic
Reverse Merger
29 published works
Securities Law Prof Blog
SEC Charges Consultant with Fraud For Role in Chinese Firms’ Reverse Mergers
The SEC charged Huakang “David” Zhou, a New Jersey-based consultant, with violating securities laws and defrauding some investors while helping Chinese companies gain access to the U.S. capital markets. According to…
Securities Law Prof Blog
Templin on Chinese Reverse Mergers
Chinese Reverse Mergers, Accounting Regimes, and the Rule of Law in China, by Benjamin A. Templin, Thomas Jefferson School of Law, was recently posted on SSRN. Here is the abstract: In…
China Law Update Blog
SEC Toughens Listing Requirements for Reverse Merger Companies
By Amin Amirkia On November 9, 2011 the U.S. Securities and Exchange Commission ("SEC") approved additional listing requirements proposed by the New York Stock Exchange ("NYSE"), NYSE Amex ("Amex") and…
Securities Compliance Sentinel
SEC Rules on Reverse Merger Companies
Responding to numerous complaints, especially, regarding companies operating from the People’s Republic of China, the SEC has determined that it will tighten the listing requirements for companies involved in reverse…
The D&O Diary
Guest Post: SEC and U.S. Exchanges Crack Down On Chinese and Other Reverse Merger Companies
Companies that obtained their listings on U.S. exchanges by way of a reverse merger with a publicly traded shell have been the focus of a great deal of scrutiny and…
Securities Law Prof Blog
SEC Approves New Rules to Tighten Listing Standards for Reverse Merger Companies
The SEC approved new rules of the three major U.S. listing markets that toughen the standards that companies going public through a reverse merger must meet to become listed on those…
Securities Law Prof Blog
SEC Calls for Review of Exchanges’ Reverse Merger Listing Standards
On Sept. 12 the SEC issued an Order instituting proceedings to determine whether to disapprove NASDAQ's proposed rule change to adopt additional listing requirements for reverse mergers (Rel. 34-65319). On…
InsureReinsure
Complimentary Webinar: Chinese Reverse Mergers: Insurance & Auditor Angles
This 60-minute webinar will be presented by EAPD attorneys Mary-Pat Cormier and Greg Pendleton and Lister Lo Lui & Choy partner Kenneth Choy on September 21, 2011.
Corporate & Financial Weekly Digest
NYSE Proposes Tougher Listing Standards for Issuers Following Reverse Mergers
Co-authored by: Robert Wild and David KravitzOn August 4, the New York Stock Exchange LLC filed a proposed rule change with the Securities and Exchange Commission to adopt additional initial…
The D&O Diary
Guest Post: Claims Against China-Based Reverse Merger Companies: A Tempest in a Teapot of Gunpowder Green Tea?
As numerous commentators have noted, one of the most distinctive litigation developments over the last twelve months has been the emergence of U.S. securities litigation against Chinese companies that obtained…