Topic
Securities Settlements
78 published works
Banking, Finance and Securities
The Central Securities Depositories Regulations 2014
The Central Securities Depositories Regulations 2014 (the Regulations) have been published on the legislation.gov.uk website. The Regulations implement in part the EU Regulation on improving securities settlement in the EU…
Corporate & Financial Weekly Digest
SEC Provides Relief to GSEC From Rule 204 Close-Out Requirements
By Ross Pazzol, Janet M. Angstadt
On October 27, the Securities and Exchange Commission’s Division of Trading and Markets (Division) issued no-action relief to Goldman Sachs Execution & Clearing (GSEC) relating to the close-out requirements of…
Banking, Finance and Securities
FAQs on CSD Regulation
The European Commission has published frequently asked questions (FAQs) concerning the Regulation on improving securities settlement and regulating central securities depositories (the CSD Regulation). The FAQs cover three particular topics…
Banking, Finance and Securities
CSDR published in the OJ
The Regulation on improving securities settlement in the EU and on central securities depositories has been published in the Official Journal of the EU. The Regulation will enter into force…
Banking, Finance and Securities
Council of EU publishes revised text of CSDR
The Council of the EU has published a revised text of the Regulation on improving securities settlement and regulating central securities depositories (CSDR) which it adopted on 23 July 2014.…
Banking, Finance and Securities
Council of EU adopts CSD Regulation at first reading
The Council of the EU has published a press release announcing that it adopted the Regulation on improving securities settlement and regulating central securities depositories at first reading. View Council…
Banking, Finance and Securities
Council of EU publishes text of CSD Regulation
The Council of the EU has published the text of the proposed Regulation on improving securities settlement and central securities depositaries (CSDs). The publication of the text is in advance…
Banking, Finance and Securities
T2S advisory group provides additional feedback on ESMA discussion paper on draft technical standards for CSD Regulation
The European Central Bank (ECB) has published a document setting out additional feedback from the Target2-Securities advisory group (T2S AG) on the European Securities and Markets Authority's (ESMA) discussion paper…
Banking, Finance and Securities
ECB publishes version 2 of T2S User Detailed Functional Specifications
The European Central Bank (ECB) has published version 2 of its TARGET2-Securities (T2S) User Detailed Functional Specifications (UDFS v2.0), together with a cover note. The UDFS: set out the general…
White Collar Briefly
Revisiting SEC Consent Decrees in the Wake of SEC v. Citigroup
By Perkins Coie
With the Second Circuit’s recent reaffirmation of the SEC’s substantial discretion in negotiating the terms of settlement—notably vacating Judge Jed Rakoff’s rejection of the proposed $285 million settlement in SEC…