Topic
Securities
6,683 published works
RIA Law Journal
EB-5 Investment: Immigration Attorney or Securities Counsel?
Investors seeking EB-5 status in the United States often turn to an attorney specializing in Immigration Law to draft the necessary petitions and disclosure documents. However, it is very important…
Known Trends
Webinar Alert | College for Clients: Employee Equity Fundamentals – Public Companies, August 24, 2023
Date and Time: Thursday, August 24, 2023 9:00 – 10:30 a.m. PT Presenters: Jaqueline Tokuda, Partner, Employee Benefits and Compensation Michelle Wallin, Partner, Employee Benefits and Compensation Register here. To…
SEC Actions
This Week In Securities Litigation (Week of August 21, 2023)
The pace of filing new enforcement cases slowed to a drizzle last week. Only two new actions were filed. Perhaps it was the approach the end of summer/back-to-school period or…
Wills, Trusts & Estates Prof Blog
‘Bored Apes’ investors sue Sotheby’s, Paris Hilton and others as NFT prices collapse
A group of investors is suing Sotheby’s Holding Inc. and others over the 2021 auction of Bored Ape Yacht Club non-fungible tokens. The four named plaintiffs in the class action…
California Corporate & Securities Law Blog
When A 20% Interest May Be a 40% Interest
The possible application of California's Corporate Securities Law of 1968 may not be the first thing that comes to mind when amending charter documents. However, Section 25120 of the California…
Free Writings + Perspectives
SEC Open Meeting Announced for August 23
The Securities and Exchange Commission announced that it will hold an open meeting on August 23, 2023 during which it will consider, among other things, whether to adopt rules and…
Consumer Financial Services Law Monitor
SEC Requests Leave to Appeal in <em>Ripple Labs</em>
By Jay Dubow, Matthew Orso, Ethan G. Ostroff
On August 9, the Securities and Exchange Commission (SEC) sent a letter to U.S. District Judge Analisa Torres requesting leave to file an interlocutory appeal in SEC v. Ripple Labs,…
Canadian Lawyer Mag
SEC hits ESG funds with subpoenas
Authorities get tough over green claims
The D&O Diary
Target Hit with ESG-Backlash Securities Suit
I have noted for some time now in posts on this site the development of an ESG backlash, which has taken a variety of forms, including through both political action…
SEC Actions
This Week In Securities Litigation (Week of August 14, 2023)
The Commission filed a series of new cases largely, but not exclusively, in its traditional areas. They included, offering frauds, books and records and a breach of duty claims. An…