Topic
Securities
6,664 published works
Texas Business Court Watch
Texas Business Court Clarifies When a Promissory Note Is Not a ‘Security’
By P. William Stark, Jeremy R. Wallace
Texas Business Court examines the line between commercial loans and securities, holding that a secured promissory note was not subject to the Texas Securities Act.
Global Financial Regulatory Blog
DEMAT Outlines Plan to Remove Paper Share Certificates by 2027
DEMAT’s implementation plan to withdraw paper share certificates in 2027 is a key step in the UK government’s programme to digitise share ownership. By Mark Austin CBE, Anna Ngo, and…
SCC Blog
SEBI Amends LODR Regulations; Listed Entities to Now Follow SEBI-Specified Transfer and Transmission Procedures
By Shubhi
On 10 July 2026, the Securities and Exchange Board of India (SEBI) notified the SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2026, introducing changes relating to the transfer…
Board HR
SEBI Master Circular for Merchant Bankers : A Comprehensive Analysis of the New Regulatory Framework
By Board HR
SEBI Master Circular for Merchant Bankers : A Comprehensive Analysis of the New Regulatory FrameworkBy ClickNexi Editorial TeamThe Securities and Exchange Board of India (SEBI) has released the updated Master…
The D&O Diary
AI-Related Securities Litigation Continues to Evolve
By Sarah Abrams
A securities class action filed against ZoomInfo Technologies, Inc. and certain of its directors and officers on June 25, 2026, highlights what may be the next phase of AI-related securities…
The D&O Diary
The D&O Diary Podcast Series – Episode 3: Securities Class Action Suit Filing Trends
By Kevin LaCroix, Sarah Abrams
The third episode of The D&O Diary Podcast Series is now live. Building on our June 30, 2026, post discussing first-half federal court securities class action lawsuits, this episode explores…
Free Writings + Perspectives
SEC No-Action Letter on Bail-In Securities
By Marc Leong, Ryan Castillo, Matthew Bisanz
On July 8, 2026, the staff (the “Staff”) of the Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) issued a no-action letter (the “No-Action…
Public Company Advisory Blog
Securities Trading on the Newly-Launched Texas Stock Exchange
By Publisher
The Texas Stock Exchange (TXSE) commenced quoting and trading securities pursuant to unlisted trading privileges on July 6, 2026, and the new national securities exchange intends to commence trading of…
Business Law Prof Blog
Commenting on the comment letters
By Ann Lipton
The deadline has passed to comment on the SEC’s proposal to permit semi-annual reporting (though the website seems to be still slowly updating with additional letters). Professor Tzachi Zach at…
Free Writings + Perspectives
SEC Staff Issues New Guidance on Registration Statement Requirements for Listed Rights in Business Combinations
By Marc Leong
On June 23, 2026, the Securities and Exchange Commission’s (“SEC”) Division of Corporation Finance (the “Division”) issued a new Corporation Finance Interpretation (“CFI”), providing guidance on the disclosure requirements when…