Topic
Securities
6,665 published works
Cleary Securities, Disclosure, and Governance Watch
SEC Updates C&DI Guidance: January and February 2026 Roundup – Part 1
In January and February 2026, the SEC's Division of Corporation Finance (Corp Fin) issued, revised, and withdrew several C&DIs addressing corporate transactions and capital markets practices. The full set of…
Free Writings + Perspectives
SEC Investor Advisory Committee to Consider Recommendation on Tokenization of Equity Securities
By Joshea Mark
On March 5, 2026, the Market Structure Subcommittee of the U.S. Securities and Exchange Commission's (“SEC”) Investor Advisory Committee (“IAC”) released a recommendation regarding the tokenization of equity securities. The…
Global Regulation Tomorrow
US SEC’s updated Enforcement Manual enhances transparency, fairness
By Kevin J. Harnisch (US), Ryan Meltzer (US), Mark Oakes (US), Sandeep Savla (US), Andrew Kwa, Ian Slingsby (US)
On 24 February 2026, the Securities and Exchange Commission (SEC) announced the first comprehensive update to the agency’s Enforcement Manual since 2017, formalizing key aspects of how the Division of…
Cleary Securities, Disclosure, and Governance Watch
Section 16(a) Reporting: SEC Grants Exemptive Relief for Foreign Private Issuers in Certain Jurisdictions
By Jorge U. Juantorena, Adam Fleisher, Manuel Silva, Helena K. Grannis, Harald Halbhuber, Juan Giráldez, Jonathan Mendes de Oliveira, Sebastian R. Sperber, David I. Gottlieb, Chrishan Raja, Sarah E. Lewis, Frederic Martin
On March 5, 2026, the SEC granted exemptive relief from Section 16(a) beneficial ownership reporting requirements for directors and officers of foreign private issuers ("FPIs") incorporated or organized in certain…
The D&O Diary
Epstein Disclosures-Related Securities Suit Filed Against Apollo, Leon Black
When I was in London last week, one of my friends there expressed concern that the various Epstein-related revelations involving company executives might lead to D&O claims. I confess that…
Compliance Building
SEC’s Private Markets Roundtable
As retail access to private markets accelerates, the Securities and Exchange Commission hosted a roundtable on Wednesday to discuss governance, valuation, and other considerations in the private markets. The SEC…
Global Compliance News
Malaysia: Securities Commission Clarifies Requirements on Digital Asset Broking
By Sue Wan Wong
In brief On 30 January 2026, the Securities Commission Malaysia (SC) provided clarity on the regulatory framework governing the offering of broking services for digital assets. The SC has affirmed…
Free Writings + Perspectives
FPIs Get Ready for Section 16 Filings: SEC Final Rules
By Liz Walsh, Jennifer Zepralka
Webinar | March 2, 20268:00 a.m. – 8:30 a.m. EST | 1:00 p.m. - 1:30 p.m. CMT | 2:00 p.m. – 2:30 p.m. CET |3:00 p.m. – 3:30 p.m. IST…
C | M | Law Library Blog
Securities Regulation Sources from PLI Plus
You can access a wide range of secondary sources—including treatises, answer books, CLE materials, and more—on our PLI Plus platform. These materials are unique to PLI, and are not found…
Across The Board
Foreign Issuers and Section 16 Reporting: SEC Adopts Final Rules for the Holding Foreign Insiders Accountable Act
The Securities and Exchange Commission today adopted final rules and form amendments to reflect the requirements of the recently enacted Holding Foreign Insiders Accountable (“HFIA”) Act. Directors and officers of…