Topic
Securities
6,666 published works
Global Investment Watch
United States: Disgorgement Debate: Supreme Court to Hear Sripetch v. SEC
By: Hayley Trahan-Liptak, Christopher F. Warner, and Bridget K. McKelvey The Supreme Court will soon once again weigh in on the US Securities and Exchange Commission’s (SEC) enforcement powers, this…
The Securities Law Blog
J. Russell McGranahan Named SEC General Counsel
The Securities and Exchange Commission today announced that J. Russell “Rusty” McGranahan has been named SEC General Counsel. As the SEC’s chief legal officer, Mr. McGranahan will oversee the provision…
The D&O Diary
Guest Post: Rollercoaster
Sarah Abrams In the following guest post, Sarah Abrams, Head of Claims Baleen Specialty, a division of Bowhead Specialty, takes a look at the way in which companies’ operations and…
Regulatory Oversight
Supreme Court to Decide Key Question on SEC Disgorgement
On January 9, the U.S. Supreme Court granted certiorari in Ongkaruck Sripetch v. U.S. Securities and Exchange Commission (SEC). The case arises out of an SEC civil enforcement action in…
Compliance Building
“Small”: I Don’t Think You Know What That Means
By doug - admin
The Securities and Exchange Commission is proposing some definitional changes to ease its regulatory flexibility. I didn’t think much of this, putting it into the compliance arcana bucket. That is,…
India Corporate Law
The Securities Market Code, 2025 (Bill No. 200 of 2025): Raising the Bar to Embrace the Future
By Bharat Vasani Vanya Singh, Vasudha Goenka
Summary: This blog examines the Securities Market Code Bill, 2025, in terms of key changes, and their implications for SEBI and the securities market. SEBI’s regulatory role, along with increased…
The SEC Institute Blog
A Workshop for Foreign Private Issuers and Their Advisors
Foreign private issuer (FPI) reporting is a hot topic in the world of SEC reporting. Congress recently enacted the Holding Foreign Issuers Accountable Act requiring directors and officers of FPIs…
Louis Lehot Medium Blog
What the INVEST Act Means for Startups and Venture Funds
By Louis Lehot
(January 05, 2026) — Louis Lehot of Foley & Lardner LLP discusses the INVEST Act, outlining how the bipartisan bill expands flexibility for fund managers, broadens investor access, and modernizes rules for…
The D&O Diary
The Top Ten D&O Stories of 2025
The directors’ and officers’ liability environment is always changing, but 2025 was a particularly eventful year, with important consequences for the D&O insurance marketplace. The past year’s many developments also…
Free Writings + Perspectives
26 Trends Affecting Capital Markets in 2026
On this blog, we have commented quite a number of times regarding a number of trends affecting our capital markets—many of which have been a factor since the early 2000s…