Topic
Securities
6,680 published works
The Securities Law Blog
SEC Announces Dismissal of Civil Enforcement Action Against Coinbase
The Securities and Exchange Commission today announced that the Commission has filed a joint stipulation with Coinbase Inc. and Coinbase Global Inc. to dismiss the ongoing civil enforcement action against…
Free Writings + Perspectives
Acting Chair Uyeda on SEC’s Priorities
By Liz Walsh
Members of the US Securities and Exchange Commission (the “Commission”) continue to share their views about the Commission’s current priorities, and Monday was Acting Chairman Mark Uyeda’s turn. Speaking at…
Free Writings + Perspectives
SEC Extends Compliance Dates and Provides Temporary Exemption for Rule Related to Clearing of U.S. Treasury Securities
By Anna T. Pinedo, Carlos E. Juarez
On February 25, 2025, the SEC extended the compliance dates for Rule 17ad-22(e)(18)(iv)(A) and (B) under the Securities Exchange Act for eligible cash market transactions by one year to December…
Securities Law Prof Blog
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Mikolaj Barczentewicz, Alex Sarch & Natasha Vasan, Battle of the Crypto Bots: Automated Transaction Copying in…
The D&O Diary
Antitrust Allegations Lead to Securities Suit Against PVC Pipe Company
As I have previously noted on this site (for example, here), a long-standing and frequently recurring litigation pattern has been the filing of a corporate or securities lawsuit in the wake…
SEC Actions
This Week In Securities Litigation (Week of February24, 2025)
Last week the commission filed three new enforcement actions. Those cases were based on claimed offering frauds, manipulation, a Ponzi scheme and making false statements. Be careful, be safe this…
The CLS Blue Sky Blog
Shadow SEC: The Value of an Independent SEC
By Joel Seligman, John Coates, John C. Coffee Jr., James D. Cox, Jill E. Fisch, Merritt B. Fox
Effective and well-designed laws governing investment and financial markets are the single most important foundation for financial markets to allocate capital efficiently while providing optimal reassurance to investors and lenders. …
The D&O Diary
Ad Platform Hit with Securities Suit for Alleged Failure to Disclose AI Risk
Earlier this week, a plaintiff shareholder filed a securities class action lawsuit against ad-buying platform The Trade Desk after the company announced revenues lower than anticipated due to delays in…
Latham.London
English Court of Appeal Issues Guidance on Representative Actions in Securities Claims
A landmark judgment from the Court of Appeal has clarified when representative proceedings may be issued on a bifurcated basis and the application of the regime to securities claims. By…
Global Regulation Tomorrow
ESMA publishes first set of technical standards on different aspects of CSDR Refit
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 20 February 2025, the European Securities and Markets Authority (ESMA) issued draft technical standards on different aspects of the Central Securities Depositories Regulation (CSDR) Refit. The draft technical standards…