Topic
Securities
6,664 published works
Legal Profession Blog
Welcome Wagon: Securities Law Prof Blog. Empire Strikes Back.
Cincy's Barbara Black (left) has started the Securities Law Prof Blog. In her first two days and seven hours of blogging she has posted 21 newsy posts. She has got…
Labor Law Prof Blog
PING: Welcome Wagon: Securities Law Prof BlogURL: http://lawprofessors.typepad.com/legal_profession/2007/01/welcome_wagon_s.htmlIP: 10.0.20.10BLOG NAME: Legal Profession BlogDATE: 01/31/2007 09:03:52 AMCinncy’s Barbara Black (left) has started the Securities Law Prof Blog. In her first two days and seven hours of blogging she has posted 21 newsy posts. She has got to stop speeding up the assembly line (right) for the
UCLA Law Review will be hosting a symposium this Friday on 'Constitutional Niches': The Role of Institutional Context in Constitutional Law. Sub-topics include educational institutions; national, state, and local governments;…
Securities Law Prof Blog
SEC Commissioner Atkins on Hedge Fund Regulation
SEC Commissioner Paul Atkins spoke on hedge fund regulation at the Ninth Alternative Investment Roundup on Jan. 29. He reviewed the history of attempted regulation of hedge funds, including the…
Securities Law Prof Blog
Proposed SRO Rules re. Short Interest Reporting
The National Association of Securities Dealers, the New York Stock Exchange, and the American Stock Exchange filed proposed rule changes (SR-NASD-2006-131; SR-NYSE-2006-111; SR-Amex-2007-05) to increase the frequency of the short…
Securities Law Prof Blog
Newspapers Restore Stock Tables
Some newspapers' cost-cutting measures have hit a snag as readers complain bitterly about the elimination of the stock tables. Both the WSJ and Washington Post announced that they will restore…
Securities Law Prof Blog
Recent Scholarship
The Once and Future New York Stock Exchange: The Regulation of Global Exchanges ROBERTA S. KARMEL Brooklyn Law School Abstract: The NYSE Group, Inc., the parent of the New…
Securities Law Prof Blog
Recent Scholarship
Sarbanes-Oxley and the Cross-Listing Premium KATE LITVAK University of Texas Law School Abstract: This article tests whether the Sarbanes-Oxley Act (SOX) affected the premium that investors are willing to…
Securities Law Prof Blog
Re-Thinking Regulation in the Era of Global Securities Markets
SEC Chairman Cox spoke Jan. 25, 2007 at the Securities Regulation Institute on the challenges presented to the SEC by increasing globalization of the capital markets. He stated: The way…
New York Attorney Malpractice Blog
Vinson & Elkins Dismissed from Enron Shareholders Suit in Legal Malpractice
"Houston's Vinson & Elkins, longtime outside counsel for Enron Corp., was dismissed from a massive shareholder securities class action filed by disgruntled Enron shareholders. In an order signed Wednesday, U.S.…
Securities Law Prof Blog
NASAA Unveils Pro-Investor Legislative Agenda for the 110th Congress
The North American Securities Administrators Association (NASAA) today outlined a sweeping legislative agenda that supports efforts to advance investor protection and promote a strong and effective regulatory environment to maintain…