Topic
Securities
6,683 published works
Law Times News
Ontario Superior Court approves settlement agreement in securities class action
The court found the $1 million settlement fair and reasonable
SEC Actions
This Week In Securities Litigation (Week of April 22, 2024)
Last week the Commission filed three new civil injunctive actions. One centered on an offering fraud, a second focused on fraudulent trading and a third alleged insider trading. EXAMS published…
Global Fintech & Digital Assets Blog
Ruling for SEC Clears Path for Continued Litigation in SEC v. Coinbase
The decision, which addresses a broad range of market activity by Coinbase relating to 13 third-party tokens, could have significant implications for market participants. By Latham & Watkins’ Litigation &…
SEC Actions
EXAMS’ Initial Observations — The Amended Marketing Rule
The Division of Examinations or EXAMS published a risk alert on April 17, 2024, regarding the amended Marketing Rule for investment advisers, Rule 206(4)-1. The Observations are divided into two…
Last Month at the Supreme Court
Decision Alert: Supreme Court Unanimously Holds That Pure Omissions Are Not Actionable Under SEC Rule 10b-5(b)
By Chantel Febus, James Azadian, Monika Harris, Christopher Sakauye, Puja R. Valera, A. Joseph Duffy IV, Dykema
On April 12, 2024, the Supreme Court unanimously held in Macquarie Infrastructure Corp. v. Moab Partners, L.P. that SEC Regulation S-K, Item 303 could not support a private right of…
Last Month at the Supreme Court
Supreme Court Decisions Provide New Guidance on Securities, Arbitration, and Land-Use Law
By Chantel Febus, James Azadian, Monika Harris, Christopher Sakauye, Puja R. Valera, A. Joseph Duffy IV, Dykema
The Supreme Court recently issued several unanimous decisions affecting a range of legal areas.
The D&O Diary
Diagnostic Testing Company Hit With COVID-Related Securities Suit
The COVID-19 pandemic was a disruptive event with the consequences continuing to reverberate through the economy and the business environment, in ways that not only affect companies' operations and financial…
The CLS Blue Sky Blog
Private Equity Negotiations
For most of its history, the private equity industry was largely left alone by securities regulators. A basic assumption underlying this approach was that private equity fund investors are sophisticated…
Canadian Lawyer Mag
SCC to hear case clarifying what constitutes material change in securities law
Ruling will impact every public issuer in Canada, says Lenczner Slaght's Paul-Erik Veel
Hunton Insurance Recovery Blog
The Hunton Policyholder’s Guide to Artificial Intelligence: Artificial Intelligence-Related Securities Exposures Underscore the Importance of Thorough AI Insurance Audits
By Michael S. Levine, Geoffrey B. Fehling, Alex D. Pappas
As we explained in our introductory post, rapid advancements in artificial intelligence (AI) present multifaceted risks for businesses of all types. The magnitude, fluidity and specificity of these risks underscore…