Topic
SIFMA
45 published works
Securities Law Prof Blog
What a Surprise…
SIFMA opposes extending Rule 10b-5 liability through the "scheme liability" theory. Here is its press release:The Securities Industry and Financial Markets Association (SIFMA) today issued the following statement in response…
Securities Law Prof Blog
Senate Hearing on NYSE-NASD Consolidation
The Senate Banking, Housing and Urban Affairs Subcommittee of the Securities, Insurance, and Investments Committee held a hearing today on the consolidation of the regulatory arms of the NYSE and…
Securities Law Prof Blog
SIFMA CEO Testifies on NYSE-NASD Regulatory Consolidation
Marc Lackritz, CEO of SIGFMA, testified before the Senate Banking, Housing and Urban Affairs Subcommittee of the Securities, Insurance and Investments Committee on the merger of the regulatory arms of…
Securities Law Prof Blog
SIFMA’s Campaign Against FPA v. SEC
SIFMA (the trade association previously known as the Securities Industry Association) is putting pressure on the SEC to seek rehearing of FPA v. SEC, the D.C. Circuit's invalidation of the…
Securities Law Prof Blog
Amicus Briefs in Tellabs
To date, amicus briefs in Tellabs Inc. v. Makor Issues & Rights, Ltd. have been filed by the following, all in favor of the Defendant issuer's position, and contrary to…