Topic
Stock Sales
31 published works
Capital Markets
SEC Adopts New Restrictions on 10b5-1 Plans, Related Disclosure Requirements and Section 16 Filing Changes
By Stanley Keller, Eugene McDermott, Gislar Donnenberg
On December 14, 2022, the SEC unanimously adopted cooling-off periods and other changes to how plans adopted under Rule 10b5-1 (“10b5-1 Plans”) will work going forward. Executive officers and directors…
The Right Coast
Elon Musk, Other Leaders Sell Stock at Historic Levels as Market Soars, Tax Changes Loom – WSJ
Company founders and leaders are unloading their stock at historic levels, with some selling shares in their businesses for the first time in years, amid soaring market valuations and ahead…
Tilting the Scales
Selling Mom’s Business – Asset or Stock Sale?
Angelica Bux and her son Duke own a fast-growing, family business Blue Skies Air Conditioning and Heating, LLC in Cotulla Texas. Angelica plans to retire by selling Blue Skies to…
Ogden Glazer + Schaefer Blog
The Seller is Now Played By…
By Erin Ogden
One of my favorite things to do is help someone buy or sell a business. It is often either the grand finale for the owner of a successful company or…
Cruise Law News
Carnival Cruise Executives Dump Stock
By Jim Walker
A number of Carnival Corporation cruise executives sold over 125,000 shares of CCL stock last week, according to forms filed with the Securities and Exchange Commission (SEC). Carnival Executives Sell…
Motiva Business Law
Stock Sale Versus Asset Sale in a Business Acquisition
If you are considering selling your company, it is important to understand the few ways that this can occur. Maybe you wish to fully sell or perhaps you would like to…
Motiva Business Law
Stock Sale Versus Asset Sale in a Business Acquisition
If you are considering selling your company, it is important to understand the few ways that this can occur. Maybe you wish to fully sell or perhaps you would like…
Tax Law for the Closely Held Business
Stock Sales and Employee-Minority Shareholders: What Does It Take to Make a Deal?
By Lou Vlahos
If you’ve been representing closely held businesses long enough, then the “conversation transcribed” below should sound familiar to you. I have had several versions of this exchange in the last…
SALT Shaker
Tread Lightly: New Mexico Finds Gain from Stock Sale Is Business Income
By Charlie Kearns, Chelsea Marmor
The New Mexico Administrative Hearings Office affirmed the Taxation and Revenue Department’s assessment to Agman Louisiana Inc. based on the taxpayer’s gain from the sale of stock of a corporation…
Cruise Law News
Cruise CEO’s Cash In Carnival Stock
By Jim Walker
Three cruise CEO's sold their Carnival (CCL) stock a week ago for a combined total of nearly $9,500,000, according to Market Digest. On December 29,2016, Stein Kruse, the CEO of…