Topic
Swaps
164 published works
Securities Law Prof Blog
Gibson on Regulating OTC Derivatives Swaps
Clearing and Trade Execution Requirements for OTC Derivatives Swaps Under the Frank-Dodd Wall Street Reform and Consumer Protection Act, by Willa E. Gibson, University of Akron - School of Law,…
Corporate and Securities Law
CFTC Proposes Rules Establishing Duties of Swap Dealers and Major Swap Participants
Securities Law Prof Blog
Agenda for Nov. 3 SEC Open Meeting
SEC's Open Meeting Agenda, November 3, 2010Item 1: Risk Management Controls for Brokers or Dealers with Market AccessOffice: Division of Trading and MarketsItem 2: Prohibition Against Fraud, Manipulation, and Deception in…
Corporate & Financial Weekly Digest
Treasury Department Requests Comments on Exemption for Foreign Exchange Swaps and Forwards
Co-authored by Kenneth M. Rosenzweig and Christian B. Hennion The U.S. Treasury Department has requested public comment on whether foreign exchange swaps and forwards should be exempted from the definition of…
Corporate and Securities Law
SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters
Securities Law Prof Blog
SEC & CFTC Announce 2 Public Roundtables on Swaps
Staff from the SEC and CFTC will hold two joint public roundtables in September on issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The first roundtable…
Corporate and Securities Law
CFTC and SEC Roundtable Contentious
Securities Law Prof Blog
SEC & CFTC Seek Public Comment on Mixed Swaps
The SEC and CFTC published a joint advance notice of proposed rulemaking that requests public comment to assist the agencies in further defining certain key terms and prescribing regulations regarding "mixed…
Securities Law Prof Blog
SEC and CFTC Schedule Roundtable on Swaps
The SEC and CFTC staffs will hold a public roundtable on August 20 to discuss issues related to governance and conflicts of interest in the clearing and listing of swaps and security-based…
Corporate and Securities Law
Swap Rulemakings—CFTC & SEC Hit the Starting Blocks