Topic
Systemic Risk
220 published works
Corporate and Securities Law
FSOC Approves Rule to Designate Nonbank Financial Companies for Enhanced Oversight
Corporate & Financial Weekly Digest
FSA Reports on Assessing Possible Sources of Systemic Risk from Hedge Funds
By Edward Black
On February 29, the UK Financial Services Authority (FSA) produced its latest biannual report Assessing Possible Sources of Systemic Risk from Hedge Funds. This report sets out the results of…
Securities Compliance Sentinel
SEC Adopts Form PF so that Private Funds May Report Systemic Risk
The SEC adopted a rule requiring hedge fund and private equity fund advisors to report systemic risk data. The new Form PF was jointly developed by the SEC and the…
Corporate and Securities Law
FSOC Holds Executive Sessions to Discuss MF Global and Europe
Corporate & Financial Weekly Digest
ESMA Publishes Final Advice on AIFM Directive Implementing Measures
By Edward Black
On November 16, the European Securities and Markets Authority (ESMA) published its final advice to the European Commission on possible implementing measures under the Alternative Investment Fund Managers Directive (2011/61/EU)…
Corporate & Financial Weekly Digest
SEC Adopts Form PF
On October 26, the Securities and Exchange Commission adopted Form PF, which it jointly designed with the Commodity Futures Trading Commission to collect systemic risk data about hedge funds and…
Corporate and Securities Law
SEC Adopts Reporting Requirements for Registered Hedge Fund and Private Equity Advisers
Securities Law Prof Blog
SEC Adopts Form to Collect Systemic Risk Data about Private Funds
At its open meeting on Oct. 26, the Commission adopted a joint SEC/CFTC form (Form PF) to collect critical systemic risk data about hedge funds and other private funds. This private…
Securities Law Prof Blog
Schwarcz on Managing Systemic Risk
Keynote Address: A Regulatory Framework for Managing Systemic Risk, by Steven L. Schwarcz, Duke University - School of Law, was recently posted on SSRN. Here is the abstract:This accessible analysis…
Securities Law Prof Blog
Omarova on Financial Services Regulation
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. Omarova, University of North Carolina at Chapel Hill School of Law, was recently posted on SSRN. Here…