Topic
Whistleblower Program
178 published works
Corporate and Securities Law
SEC Adopts Final Whistleblower Rules
Subject to Inquiry
SEC Adopts New Whistleblower Rules
By Government Investigations Group
This morning, the SEC adopted a final set of rules implementing its Whistleblower Incentives and Protection program. The implications of the rulemaking – among the most eagerly anticipated of any rules…
Subject to Inquiry
Twists and Turns Continue in SEC Whistleblower Rules Saga
By Government Investigations Group
As previously reported on Subject to Inquiry, the Securities and Exchange Commission missed the April 21, 2011, deadline to adopt a final set of rules implementing its new whistleblower program. …
Subject to Inquiry
No Final Whistleblower Rules…Yet
By Government Investigations Group
Last November, the Securities and Exchange Commission proposed a highly-publicized whistleblower program under the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rules, described in greater detail in…
Subject to Inquiry
Debate Continues in Anticipation of Final Whistleblower Rule
By Government Investigations Group
As previously reported on Subject to Inquiry, last November the SEC proposed a new whistleblower program under the Dodd-Frank Wall Street Reform and Consumer Protection Act that promises handsome awards…
Corporate & Financial Weekly Digest
SEC Issues Proposed Rules for Whistleblower Program under Dodd-Frank Act
On November 3, the Securities and Exchange Commission issued proposed rules for implementing the whistleblower provisions added to Section 21F of the Securities Exchange Act of 1934 by the Dodd-Frank…
Corporate and Securities Law
SEC’s Proposed Whistleblower Rules—the Good, Bad and Ugly
Corporate & Financial Weekly Digest
SEC to Propose Whistleblower Incentive Rules
The Dodd-Frank Wall Street Reform and Consumer Protection Act added Section 21F to the Securities Exchange Act of 1934. Section 21F mandates that the Securities and Exchange Commission, pursuant to…