Following  the granting of conditional certification under FLSA 216(b) in July 2012, the U.S. District Court for the Southern District of New York (Judge Andrew L. Carter, Jr.) granted the plaintiffs’ motion to certify a class of umpires who alleged that the United States Tennis Association’s (USTA) improperly classified them as “independent contractors” since 2005 in order to avoid paying overtime as required by the Fair Labor Standards Act (FLSA) and the New York Labor Law (NYLL).  Meyer et. al. v. USTA, 1:11-cv-06268-ALC-MHD (S.D.N.Y. 4.25.13).

The district court determined that Rule 23(a)(2) commonality was established “[g]iven the uniform classification of Umpires, the uniform description of Umpires’ duties, the finite three-week period during which the U.S. Open event takes place once a year, and the discrete, geographical location of the Open.”

The district court, in response to defendant’s argument that Wal-Mart Stores, Inc. v. Dukes required a more rigorous analysis, found that the issues in the instant action were distinguishable from the seminal case.  The court stated “[n]othing in Dukes is inconsistent with this Court’s conclusion with respect to commonality.  That case involved a nationwide class of women alleging disparate impact discrimination on the part of a corporate entity allowing massive discretion among its local managers; this case involves hundreds of U.S. Open Umpires who do not receive overtime under the FLSA and NYLL.”

In response to defendant’s argument that plaintiffs’ claims were atypicality because of the various duties performed by the umpires and the variety of certifications obtained by the umpires, the court found the duties of the umpires were largely consistent with one another, and consistent with the majority of the other deposed Umpires’ testimony and consequently plaintiffs’ claims were sufficiently “typical” of those asserted by other class members.  Any dissimilarities or particularities regarding the circumstance of the lead plaintiffs “do not ‘threaten’ to become the ‘focus of the litigation’ any more so than those of of other members of the putative class.”

Lastly, with respect to defendant’s argument that individualized issues would overwhelm common questions, the court found that the similarity of job duties and responsibilities and the uniformity of treatment by the defendant allowed for generalized proof and predominated over those issues subject to individualized proof.  The court stated that the dissimilarities only “varie[d] at the margins,” but “most, if not all, Umpires perform[ed] a similar swath of duties.”  The “minor deviations” between chair and line umpires did not “eliminate the overriding consistencies.”

Interestingly, the district court did not refer to the U.S. Supreme Court’s less-than-a-month-old ruling in Comcast Corp. v. Behrend when conducting its Rule 23(b)(3) analysis.  Employers, at least as far as the District Court of the Southern District of New York are concerned, should take a modicum of comfort in the fact that class certification in this case is limited to a discreet class of tennis umpires over an eight-year period and involving only a finite three-week period of employment per year.  We’ll have to wait to hear what the Second Circuit says on appeal.

William J. Anthony

William J. Anthony is a Principal in the Albany, New York and Hartford, Connecticut offices of Jackson Lewis P.C.  Mr. Anthony earned a B.A. from Hamilton College in 1985 and graduated from Boston University School of Law in 1989.  Upon graduation, he joined…

William J. Anthony is a Principal in the Albany, New York and Hartford, Connecticut offices of Jackson Lewis P.C.  Mr. Anthony earned a B.A. from Hamilton College in 1985 and graduated from Boston University School of Law in 1989.  Upon graduation, he joined the San Francisco office of Jackson Lewis, transferred to the firm’s Morristown office in 1991 and was named Managing Partner of the firm’s Hartford office in 2000.  Mr. Anthony served as Managing Partner of the Hartford office until 2008 and on the firm’s Management Committee for a number of years.  Mr. Anthony is the Chair of the firm’s National Class Action Practice Group.

Mr. Anthony has handled numerous class and collective actions including wage and hour claims alleging claims for improper payment of bonuses, misclassification of customer service employees, dispatchers, assistant retail managers, time share resort salespeople, pharmaceutical sales representatives and installation technicians and failure to pay minimum wage to tipped employees.  Mr. Anthony has handled class and/or collective actions in CT, MA, NJ, PA, IL, FL, TN, CA and WA.