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Family Offices Exempt From Registration as Commodity Trading Advisors

By Andrew P. Cross on November 28, 2014
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Martin E. Lybecker, partner at Perkins Coie LLP, prepared an Update (available here) that discusses CFTC No-Action Letter 14-143 issued by the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission.  As more fully explained by Mr. Lybecker, that letter offers family offices relief from commodity trading advisor registration, in connection with advisory services that they provide to family clients.

CFTC Letter 14-143 is available here.

Good day.  Good relief. DR2

  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Derivatives & Repo Report
  • Organization:
    Perkins Coie LLP
  • Article: View Original Source

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