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Jennifer Gray and Michele Stocker Spoke at the MBA’s Legal Issues and Regulatory Compliance Conference

By Greenberg Traurig & Aimee Wildstone on May 26, 2015
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Greenberg Traurig was a sponsor of the Mortgage Bankers Association’s (MBA) Legal Issues and Regulatory Compliance Conference held in Chicago, Illinois from May 3-6. Shareholders Michele L. Stocker and Jennifer L. Gray presented at the conference.

“We, as a firm, value our continued involvement with the MBA and appreciate the opportunity to be a recurring sponsor of this annual event,” said Michele.

Michele participated in the May 4 session titled “Major Litigation Update.” The discussion focused on major litigation, including recent cases heard by the Supreme Court involving the Administrative Procedure Act and disparate impact. Other important cases and case trends in federal and state courts were also addressed.

Jennifer spoke at the May 3 session titled “Enforcement Litigation.” This session reviewed the state and federal enforcement claims against the industry. These include claims under RESPA Section 8, Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) and other federal and state laws.

Photo of Greenberg Traurig Greenberg Traurig

Carl A. Fornaris is Co-Chair of the firm’s Financial Regulatory and Compliance Practice. With 27 years of legal experience, Carl advises a broad range of financial services firms – banks and their holding companies, money services businesses, investment advisers, securities broker dealers, gaming

…

Carl A. Fornaris is Co-Chair of the firm’s Financial Regulatory and Compliance Practice. With 27 years of legal experience, Carl advises a broad range of financial services firms – banks and their holding companies, money services businesses, investment advisers, securities broker dealers, gaming firms, Fintechs, cryptocurrency firms and other institutions – on all aspects of their business. These include formation and licensing, capital-raising transactions, acquisitions and divestitures, USA PATRIOT Act/BSA/AML compliance and OFAC sanctions programs, cryptocurrency regulation, mobile money and FinTech, federal and state agency enforcement proceedings, Dodd-Frank Act compliance and COVID-19/CARES Act economic stimulus program advice (ranging from Small Business Administration PPP loans to Federal Reserve Main Street program loans). Throughout his career, Carl has counseled clients in their dealings with the Federal Reserve, OCC, FDIC, FinCEN, SEC, FINRA, Florida Office of Financial Regulation, New York Department of Financial Services and other state supervisory authorities.

Carl is also active representing lenders and credit parties in financing transactions, particularly credits to non-U.S. loan parties, asset-based credits, acquisition financing and stand-by letters of credit.

Carl is a past General Counsel of the Florida International Bankers Association and sits on its Board of Directors. Previously, he served as Head of Legal and Compliance for the Latin America region of Barclays Bank PLC, with responsibility for managing legal and compliance matters throughout the region. Carl is an adjunct professor in the Business Law Department of the University of Miami Business School.

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Photo of Aimee Wildstone Aimee Wildstone

Aimee loves working in Support because she loves helping people. When she’s not helping lawyers change the law, you’ll find her hiking, biking, or camping.

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  • Posted in:
    Business and Commercial
  • Blog:
    Financial Services Observer
  • Organization:
    Greenberg Traurig, LLP
  • Article: View Original Source

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