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SRZ FAQ: US Advertising Rules for UK Fund Managers

By Schulte Roth & Zabel on July 12, 2019
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Are the US advertising rules important for all UK managers?

As U.S. advertising rules fall under U.S. anti-fraud statutes, whether a U.K. fund manager is registered with the SEC or not, there are specific rules managers need to comply with for their U.S. marketing materials. In this SRZ FAQ video, special counsel Brad Caswell discusses these rules and their effect on U.K. fund managers. Watch here.

  • Posted in:
    Financial
  • Blog:
    Regulatory & Compliance Update
  • Organization:
    Schulte Roth & Zabel LLP
  • Article: View Original Source

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