New SEC Rule Aims to Streamline ETF Regulation

October 17, 2019

Sanctions Update: Iran, Venezuela, Ukraine, Nicaragua and Cuba

October 11, 2019

Private Funds Regulatory Update | August 2019

August 28, 2019

FDIC and OCC Approve Volcker 2.0 — Summary of Amendments to Fund Activity Provisions

August 23, 2019

SEC Staff Publishes Statement on LIBOR Transition

July 18, 2019

SRZ FAQ: US Advertising Rules for UK Fund Managers

July 12, 2019

EMIR REFIT: Investment Funds Are Required to Notify the FCA and ESMA If They Exceed the Clearing Threshold with Effect from 17 June 2019

June 13, 2019

New NFA Proficiency Requirements for Hedge Fund Managers

May 2, 2019

FinCEN Assesses Civil Money Penalty Against P2P Currency Exchanger for BSA Violations

April 26, 2019

SEC Publishes First-Ever No-Action Letter for a Cryptocurrency Enterprise and a Framework for when a Cryptocurrency Is a Security

April 10, 2019