SEC Charges Fund Manager for Improper Cross Trades

April 8, 2019

NFA Update: New Supervision and Cybersecurity Obligations for Private Fund Managers Registered with the National Futures Association

February 1, 2019

SRZ Insights: Cryptocurrency

August 29, 2018

SRZ Insights: US Tax Considerations

June 1, 2018

SEC Whistleblower Update: New Enforcement Actions for ‘Chilling’ Language in Severance Agreements

December 22, 2016

The New FINRA Registration Requirement for Algorithmic Traders: Implications for Broker-Dealers and Investment Advisers

April 26, 2016

Additional OECD CRS Self-Certifications Required from Investors Subscribing to Cayman Islands (and Other Non-U.S.) Investment Funds on or After January 1, 2016

December 17, 2015

New Anti-Money Laundering Rules for Registered Investment Advisers Proposed by FinCEN

August 25, 2015