NFA Update: New Supervision and Cybersecurity Obligations for Private Fund Managers Registered with the National Futures Association February 1, 2019
SEC Whistleblower Update: New Enforcement Actions for ‘Chilling’ Language in Severance Agreements December 22, 2016
The New FINRA Registration Requirement for Algorithmic Traders: Implications for Broker-Dealers and Investment Advisers April 26, 2016
Additional OECD CRS Self-Certifications Required from Investors Subscribing to Cayman Islands (and Other Non-U.S.) Investment Funds on or After January 1, 2016 December 17, 2015
New Anti-Money Laundering Rules for Registered Investment Advisers Proposed by FinCEN August 25, 2015