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SEC Proposes New Valuation Rule for Registered Investment Companies

By Susan Gault-Brown & Kelley Howes on April 30, 2020
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On April 21, 2020, the U.S. Securities and Exchange Commission (“SEC”) proposed new Rule 2a-5 under the Investment Company Act of 1940 to address valuation practices of registered investment companies. According to the SEC, the Proposed Rule is necessary due to major technological and regulatory changes since the last time the SEC proposed comprehensive valuation rules, a half-century ago.

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  • Posted in:
    Securities
  • Blog:
    IM Insights
  • Organization:
    Morrison & Foerster LLP

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