Newly Released SEC Statement Permits Closed-End Funds’ Reliance on Control Share Acquisition Statutes as Defensive Measure

June 1, 2020

SEC Proposes New Valuation Rule for Registered Investment Companies

April 30, 2020

SEC Maintains Focus on Implementing Regulations BI and Form CRS

April 13, 2020

SEC Provides No-Action Relief for Broker-Dealer Sweep Programs

April 6, 2020

SEC Extends Prior Relief Granted to Investment Advisers and Registered Funds

April 2, 2020

SEC Provides Interfund Lending Relief to Registered Investment Companies Affected by COVID-19

March 30, 2020

OCIE and Enforcement Staff Continue to Operate in Remote Environment

March 25, 2020

SEC Responds to Advisers’ Questions under Business Continuity Scenarios

March 19, 2020

SEC Relief for Advisers and Funds Affected by COVID-19

March 16, 2020

OCIE Provides Cybersecurity Best Practices Identified in Examinations

February 6, 2020