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RT Plus – CP 21/9: Changes to UK MiFID’s organisational and conduct requirements

By Jonathan Herbst (UK), Hannah Meakin (UK), Imogen Garner (UK) & Matthew Gregory (UK) on May 11, 2021
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The latest episode of RT Plus is out now. In this episode, Jonathan Herbst, Imogen Garner, Hannah Meakin and Matthew Gregory discuss the FCA’s recent consultation paper, CP21/9, which is proposing changes to UK MIFID’s conduct and organisational requirements.

RT Plus is available to download and subscribe to on Apple Podcasts, iTunes, Spotify and Soundcloud. To listen to this episode on Apple Podcasts – please click here.

Episode 7 of our monthly podcast will be released tomorrow and we will be speaking to Celia Cohen in New York about enforcement trends, Anna Carrier in Brussels will be discussing the new European commodities regime, and we are delighted to welcome Jeffrey Mushens from TISA (the Investment and Savings Alliance) who will be looking at MiFID costs and charges, with Matthew Gregory and Joe Bamford. To listen to the last episode of our monthly podcast – please click here.

Photo of Jonathan Herbst (UK) Jonathan Herbst (UK)
Read more about Jonathan Herbst (UK)Email
Photo of Hannah Meakin (UK) Hannah Meakin (UK)
Read more about Hannah Meakin (UK)Email
Photo of Imogen Garner (UK) Imogen Garner (UK)
Read more about Imogen Garner (UK)Email
Photo of Matthew Gregory (UK) Matthew Gregory (UK)
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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    Global Regulation Tomorrow
  • Organization:
    Norton Rose Fulbright
  • Article: View Original Source

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