The second podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, covers own funds requirements, fixed overheads requirements, and the K-factors for Assets Under Management (K-AUM) and Client Orders Handled (K-COH).
In addition, we have developed an IFPR: Impact product to help clients manage each step of their internal implementation project. It provides a high level summary of the draft “Prudential sourcebook for MiFID Investment Firms”, as well as any consequential amendments to other FCA sourcebooks. For further information contact Jochen Vester or your usual contact at the London financial services team.
You can listen to the podcast on Apple Podcast or Spotify.