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SEC Chair Gensler Signals SEC Policies for Private Funds

By Robert E. Plaze & David J. Marcinkus on November 16, 2021
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On November 10, 2021, SEC Chair Gensler gave an important speech identifying his regulatory priorities for private funds. Registered advisers should take note of the areas of concern Chair Gensler identified as we approach the new year.

Read the full client alert here.

Photo of David J. Marcinkus David J. Marcinkus

David J. Marcinkus is a senior counsel in the registered funds group and a member of the BDC practice. Dave advises investment companies, boards, investment advisers and BDC sponsors on regulatory and compliance issues under the Investment Company Act and the Investment Advisers…

David J. Marcinkus is a senior counsel in the registered funds group and a member of the BDC practice. Dave advises investment companies, boards, investment advisers and BDC sponsors on regulatory and compliance issues under the Investment Company Act and the Investment Advisers Act. Dave was formerly a Branch Chief in the Chief Counsel’s Office of the Division of Investment Management.

During his nine-year tenure at the SEC, Dave was involved in nearly every significant, novel or complex matter affecting BDCs, and he regularly represented the Division at external conferences. In particular, Dave has extensive experience with affiliated transaction issues, often being consulted by Exams (formerly OCIE) on such matters. Dave has been at the forefront of BDC co-investment issues, and was one of the primary drafters of the FS model co-investment application.  Dave also worked on the 2020 offering reform rulemaking, including the provision of technical assistance to Congressional staff.

Read more about David J. MarcinkusEmail
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  • Posted in:
    Banking, Finance and Securities
  • Blog:
    The Capital Commitment
  • Organization:
    Proskauer Rose LLP
  • Article: View Original Source

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