FINRA Focused on Registered Reps Named as Beneficiaries and Trustees for Customer Accounts By Nick Losurdo on November 15, 2022 Email this postTweet this postLike this postShare this post on LinkedIn Our recent client alert covers FINRA’s views on this topic. The post FINRA Focused on Registered Reps Named as Beneficiaries and Trustees for Customer Accounts appeared first on FinReg + Policy Watch.
