Our recent client alert covers the recent recordkeeping fines from the SEC and CFTC.
The post SEC and CFTC Send Powerful Message with $2 Billion in Fines Related to Social Media and Text Recordkeeping Lapses appeared first on FinReg + Policy Watch.
Our recent client alert covers the recent recordkeeping fines from the SEC and CFTC.
The post SEC and CFTC Send Powerful Message with $2 Billion in Fines Related to Social Media and Text Recordkeeping Lapses appeared first on FinReg + Policy Watch.