SEC and CFTC Send Powerful Message with $2 Billion in Fines Related to Social Media and Text Recordkeeping Lapses By Nick Losurdo on November 15, 2022 Email this postTweet this postLike this postShare this post on LinkedIn Our recent client alert covers the recent recordkeeping fines from the SEC and CFTC. The post SEC and CFTC Send Powerful Message with $2 Billion in Fines Related to Social Media and Text Recordkeeping Lapses appeared first on FinReg + Policy Watch.
