On May 5, 2023, the U.S. District Court for the Northern District of Illinois granted a defendant-employer’s motion for summary judgment on whistleblower retaliation claims, holding that the company demonstrated that it would have terminated Plaintiff’s employment even in the absence of any alleged protected activity due to his refusal to cooperate in the company’s efforts to confirm that he was fit to return to work after taking a short-term disability leave.  Del Signore v. Nokia of America Corporation, No. 20 C 4019.

Background

Plaintiff, a former Lab Infrastructure Engineer at the company, which makes equipment used by large telecommunications providers, allegedly noticed a flaw in the performance of a wireless network which resulted in an excess of roaming operations.  In the fall of 2017, Plaintiff proposed to create an improved smartphone measurement system to address the issue.  Plaintiff alleged that he was initially told his idea was lucrative but subsequently received feedback that the project’s business plan needed more work, leading Plaintiff to believe the project was cancelled.  Plaintiff then began short-term disability leave in May 2018 for “work-related stress.”  While on leave, Plaintiff filed two internal ethics complaints, alleging that the delay or cancellation of the project left him suspicious that the company may have been colluding with the wireless carrier to benefit from the inflated measurements of roaming usage by customers.

In September 2018, Plaintiff filed a whistleblower retaliation complaint with OSHA, which was later dismissed.  Around the same time, the company, pursuant to its short-term disability policy, requested that Plaintiff submit medical documentation showing that he was either fit to return to work or would be eligible for a long-term disability leave of absence.  After Plaintiff refused to provide any of the required documentation or otherwise cooperate, the company terminated his employment upon the expiration of his short-term disability leave.  Plaintiff subsequently filed suit, alleging that the defendant-employer terminated him and subjected him to other retaliatory treatment in retaliation for his whistleblower complaint, in violation of SOX, the False Claims Act, the Illinois False Claims Act, and the Illinois Whistleblower Act.

Ruling

After noting that the various statutes under which Plaintiff sued shared the same basic elements, the court granted the company’s motion for summary judgment and dismissed all of Plaintiff’s claims.  The court held that although Plaintiff had adduced sufficient evidence that he had engaged in protected activity and had suffered some materially adverse employment actions, he failed to demonstrate that his protected activity caused the defendant-employer’s adverse actions against him.  The court noted that the adverse actions upon which Plaintiff relied had either occurred prior to his complaints, or were attributable to his refusal to return to work or provide required medical documentation after his short-term disability leave expired.

Implications

This decision is valuable precedent for employers considering an adverse employment action against an employee who has recently submitted a complaint, as it confirms that whistleblower claims by such an employee may not survive summary judgment if the employer can demonstrate the legitimate, non-retaliatory business reasons for its decision.

Photo of Steven J. Pearlman Steven J. Pearlman

Steven J. Pearlman is a partner in the Labor & Employment Law Department and Co-Head of the Whistleblowing & Retaliation Group and the Restrictive Covenants, Trade Secrets & Unfair Competition Group.

Steven’s practice covers the full spectrum of employment law, with a particular…

Steven J. Pearlman is a partner in the Labor & Employment Law Department and Co-Head of the Whistleblowing & Retaliation Group and the Restrictive Covenants, Trade Secrets & Unfair Competition Group.

Steven’s practice covers the full spectrum of employment law, with a particular focus on defending companies against claims of employment discrimination, retaliation and harassment; whistleblower retaliation; restrictive covenant violations; theft of trade secrets; and wage-and-hour violations. He has successfully tried cases in multiple jurisdictions, and defended one of the largest Illinois-only class actions in the history of the U.S. District Court for the Northern District of Illinois. He also secured one of only a few ex parte seizures orders that have been issued under the Defend Trade Secrets Act, and obtained a world-wide injunction in federal litigation against a high-level executive who jumped ship to a competitor.

Reporting to boards of directors, their audit committees, CEOs and in-house counsel, Steven conducts sensitive investigations and has testified in federal court. His investigations have involved complaints of sexual harassment involving C-suite officers; systemic violations of employment laws and company policies; and fraud, compliance failures and unethical conduct.

Steven was recognized as Lawyer of the Year for Chicago Labor & Employment Litigation in the 2023 edition of The Best Lawyers in America. He is a Fellow of the College of Labor and Employment Lawyers.  Chambers describes Steven as an “outstanding lawyer” who is “very sharp and very responsive,” a “strong advocate,” and an “expert in his field.” Steven was 1 of 12 individuals selected by Compliance Week as a “Top Mind.” Earlier in his career, he was 1 of 5 U.S. lawyers selected by Law360 as a “Rising Star Under 40” in the area of employment law and 1 of “40 Illinois Attorneys Under Forty to Watch” selected by Law Bulletin Publishing Company. Steven is a Burton Award Winner (U.S. Library of Congress) for “Distinguished Legal Writing.”

Steven has served on Law360’s Employment Editorial Advisory Board and is a Contributor to Forbes.com. He has appeared on Bloomberg News (television and radio) and Yahoo! Finance, and is regularly quoted in leading publications such as The Wall Street Journal.

The U.S. Chamber of Commerce has engaged Steven to serve as lead counsel on amicus briefs to the U.S. Supreme Court and federal circuit courts of appeal. He was appointed to serve as a Special Assistant Attorney General for the State of Illinois in employment litigation matters. He has presented with the Solicitor of the DOL, the Acting Chair of the EEOC, an EEOC Commissioner, Legal Counsel to the EEOC and heads of the SEC, CFTC and OSHA whistleblower programs. He is also a member of the Sedona Conference, focusing on trade secret matters.

Photo of Pinchos Goldberg Pinchos Goldberg

Pinny Goldberg is a senior counsel in the Labor & Employment Law Department. Pinny represents employers in a broad array of matters before federal and state courts, FINRA and other arbitration panels, and administrative agencies, including the EEOC and its state equivalents, and…

Pinny Goldberg is a senior counsel in the Labor & Employment Law Department. Pinny represents employers in a broad array of matters before federal and state courts, FINRA and other arbitration panels, and administrative agencies, including the EEOC and its state equivalents, and in pre-litigation negotiations. Matters he works on include discrimination and harassment, wage and hour, wrongful discharge, whistleblowing and retaliation, covenants not to compete, breaches of fiduciary duty, unjust enrichment, and tort and contract claims.

In addition to handling litigation and dispute resolution, Pinny regularly advises clients on a wide variety of employment issues, including drafting, reviewing and revising handbooks and workplace policies. He also addresses questions and concerns related to hiring, wage and hour issues, employee leave, performance problems, terminations of employment, and separation agreements and releases.

Photo of Shanice Z. Smith-Banks Shanice Z. Smith-Banks

Shanice is an associate in the Labor and Employment Law Department. Her practice involves litigating claims of unlawful discrimination, harassment, retaliation and whistleblowing. Shanice assists in conducting workplace investigations related to discrimination, harassment, and retaliation. She also counsels clients from a variety of…

Shanice is an associate in the Labor and Employment Law Department. Her practice involves litigating claims of unlawful discrimination, harassment, retaliation and whistleblowing. Shanice assists in conducting workplace investigations related to discrimination, harassment, and retaliation. She also counsels clients from a variety of fields on a range of employment matters.

Shanice earned her J.D. from Loyola University New Orleans College of Law, where she was a Managing Editor of the Loyola University Journal of Public Interest Law and a member of the Trial Advocacy program. Immediately upon graduation from Loyola, Shanice argued a case on behalf of the Loyola Criminal Defense Law Clinic in front of the Louisiana Supreme Court.