As previously reported in Proskauer’s client alert (available here), on May 19, 2026, the Securities and Exchange Commission (SEC) proposed significant amendments to its public company reporting framework to simplify the existing filer status regime and substantially expand eligibility for scaled disclosure accommodations. Consistent with SEC Chairman Paul Atkins’ plan to “Make IPOs Great Again,” the proposal is part of a broader effort to reduce compliance burdens and costs in order to encourage companies to enter and remain in the public markets.

This is particularly relevant for executive compensation. If adopted, the amendments would significantly reduce the executive compensation disclosure burden for a large number of public companies.

Overview of the Proposed Filer Status Framework

The SEC’s proposal would revamp the current multi-layered, overlapping system, consisting of large-accelerated filers (LAFs), accelerated filers, non-accelerated filers (NAFs), smaller reporting companies (SRCs), and emerging growth companies (EGCs), with a simplified two-tier framework consisting of:

  • LAFs, which would continue to be subject to full (non-reduced) disclosure requirements; and
  • NAFs, which would be subject to reduced disclosure requirements. In addition, the smallest NAFs (SNFs), reporting total assets of $35 million or less as of the end of the SNF’s two most recent second fiscal quarters, would be a sub-category of NAFs and eligible for extended filing deadlines.

To implement this structure, the SEC proposes several key changes. Most notably, the proposal would:

  • Eliminate the accelerated filer and SRC categories entirely;
  • Raise the public float threshold for LAF status from $700 million to $2 billion; and
  • Extend SRC and EGC reduced disclosure requirements, including those related to executive compensation, to all NAFs.

According to the SEC, approximately 81 percent of reporting companies would qualify as NAFs, although those companies represent only 6.5 percent of the total market public float. Companies representing approximately 93.5 percent of the total market public float would remain subject to the LAF full disclosure requirements.  Based on the proposed increase in the public float threshold, we expect virtually all S&P 500 companies to be considered LAFs, with the primary beneficiaries of the revised threshold being small to mid-capitalization registrants.

Refinement of Large Accelerated Filer Status

The proposal would significantly narrow the population of companies subject to full disclosure requirements by increasing the LAF threshold from $700 million to $2 billion in public float. In addition, the SEC proposes to introduce features designed to reduce volatility and create a more predictable transition between filer categories, including:

  • A two-year public float stability period, under which a company’s status as LAF or NAF would not change unless the company exceeds (or falls below) the applicable threshold for two consecutive years; and
  • An automatic five-year seasoning period, where newly public companies would remain NAFs for at least five years regardless of public float.

These changes would reduce the number of companies subject to LAF requirements by providing an extended “on-ramp” to full disclosure requirements. Companies and investors would additionally have at least one year of advance visibility of a potential status change, allowing for effective planning and preparation.

Expansion of Non-Accelerated Filer Status

Under the proposal, any company that does not meet the LAF threshold would be classified as a NAF.  If a company is an NAF, the reduced disclosure requirements currently available only to SRCs and EGCs will apply to all NAFs. As a result, reduced disclosure, including executive compensation disclosure, would become the baseline for most issuers.

Executive Compensation Disclosure: Key Changes

The most significant implications for executive compensation arise from the expansion of the reduced disclosure requirements for all NAFs. This would substantially limit both the scope and detail of compensation disclosure for a large percentage of public companies.

Reduced Executive Compensation Disclosure Requirements

NAFs would be permitted to provide streamlined executive compensation disclosure, including:

  • Disclosure for three named executive officers, rather than five;
  • Two years of summary compensation table data, rather than three;
  • No compensation discussion & analysis;
  • No disclosure of compensation committee interlocks and insider participation; and
  • No compensation committee report.

These changes would significantly simplify annual proxy disclosures for eligible issuers.

Elimination of Certain Compensation Tables and Detail

NAFs would not be required to provide most of the detailed compensation tables currently required for LAFs, including:

  • Grants of plan-based awards;
  • Option exercises and stock vested;
  • Pension benefits; and
  • Nonqualified deferred compensation.

NAFs would also not be required to prepare disclosures quantifying potential payments upon termination or a change in control (although narrative disclosure remains required).

Removal of Dodd-Frank-Related Compensation Disclosures and Shareholder Advisory Votes

The proposal would also exempt NAFs from executive compensation disclosure requirements adopted in connection with the Dodd-Frank Wall Street Reform & Consumer Protection Act, including:

  • CEO pay ratio disclosure; and
  • Pay versus performance disclosure.

Additionally, compensation policies and practices related to risk management would not be required for NAFs, further narrowing the scope of compensation-related SEC regulations. The proposal would also exempt NAFs from shareholder advisory votes on executive compensation, including votes regarding:

  • Say-on-pay (SOP);
  • Frequency of say-on-pay (say on frequency); and
  • Say-on-golden-parachute (SOGP).

This represents a significant departure from current governance practices for many companies that would transition into NAF status.

Implications for Public Companies

If adopted, the proposal would have meaningful implications for both disclosure practices and governance considerations.

From a disclosure perspective, companies that newly qualify as NAFs would have the opportunity to reduce the scope and complexity of their executive compensation disclosures. This is expected to result in lower compliance costs and create administrative ease, particularly for mid-sized public companies.

At the same time, companies will need to weigh these benefits against potential investor expectations. Although it may be too early to predict future practices, as suggested by the SEC, certain registrants may elect to continue providing more robust LAF-style disclosures on a voluntary basis, particularly where investor relations or governance considerations warrant.  In making and reviewing investment decisions, institutional shareholders may recommend that certain registrants continue complying with LAF-style disclosure, even if not required under the proposed new rules.

Finally, the elimination of say on pay and other advisory votes for NAFs may prompt increased focus on alternative forms of shareholder engagement, as investors adjust to reduced proxy voting mechanisms.

Key Takeaway

Rather than rewrite the substantive requirements of the current executive compensation disclosure regime, the proposed rules instead take the approach of modifying exactly which issuers will be subject to each required set of disclosures, derived from the issuer’s filing status under the new, streamlined framework. For the largest issuers, the proposed rules likely will not result in many (if any) changes to current disclosure practice and governance procedures. As noted above, for others, the proposed rules may significantly reduce time and expense spent on compensation disclosure compliance. Issuers should begin considering what their new filing status would be under the proposed framework (and identifying any questions they may have about any potential changes in their status).

Next Steps

The proposal is subject to a public comment period until July 20, 2026. The SEC has requested comment from the public on a number of questions, including whether public float is a good indicator of the need for more robust disclosures, whether the $2 billion LAF threshold is appropriate, whether a five-year seasoning period is appropriate, and whether the two-year stability period is appropriate.

Following the closing of the comment period, the SEC may revise the proposal before adopting final rules. While the timing and ultimate scope of any final rulemaking remain uncertain, companies may wish to begin evaluating how the proposed changes could impact their reporting and governance practices. For calendar year filers, it is possible that new rules may be in effect in time for the 2027 proxy season. The SEC has also indicated that additional rulemaking in connection with Regulation S-K may still be forthcoming.

Proskauer’s Compensation & Benefits team is advising registrants on potential updates to their public disclosures. Please contact a member of our team with questions.

Summer Associate Andrea Jackson assisted with writing this post.

Photo of Colleen Hart Colleen Hart

Colleen Hart is a partner in the Tax Department and a member of the Employee Benefits & Executive Compensation Group.

Colleen advises companies, executives and boards on complex executive compensation matters. She offers a multidisciplinary approach to compensation and benefits issues with a…

Colleen Hart is a partner in the Tax Department and a member of the Employee Benefits & Executive Compensation Group.

Colleen advises companies, executives and boards on complex executive compensation matters. She offers a multidisciplinary approach to compensation and benefits issues with a focus on tax planning, securities laws and corporate governance. Matters she handles include the negotiation, structuring and implementation of employment and change-in-control agreements and deferred compensation, equity and incentive compensation plans. She advises on golden parachute and deduction limitation rules, securities reporting, registration and disclosure requirements and California employment laws. In addition, Colleen has extensive experience advising clients on compensation and benefits issues arising in mergers and acquisitions, initial public offerings, bankruptcies and finance transactions.

Colleen is a contributing author of The 409A Handbook (BNA 2016) and lectures frequently on executive compensation matters. As a U.S. Navy veteran, Colleen devotes a substantial amount of time to organizations that provide legal and support services to U.S. veterans.

Photo of Nicholas LaSpina Nicholas LaSpina

As a partner in the Compensation & Benefits Group, Nick’s practice focuses on executive compensation and benefits matters in public and private companies, including in the context of mergers and acquisitions. Nick advises clients – encompassing company-side and management-side representations – on a…

As a partner in the Compensation & Benefits Group, Nick’s practice focuses on executive compensation and benefits matters in public and private companies, including in the context of mergers and acquisitions. Nick advises clients – encompassing company-side and management-side representations – on a broad spectrum of matters, including the design and negotiation of senior executive employment and separation agreements; equity incentive programs; short- and long-term cash-based incentives; and public company disclosure issues related to executive compensation matters. His holistic and solution-oriented approach seeks to provide cutting-edge legal advice in a practical context that is responsive to his clients’ goals.

Nick’s experience also includes advising clients on “prohibited transaction” issues under Title I of ERISA in lending and other financial transactions (including subscription credit facilities; asset-backed loans; and repurchase (“repo”) transactions).

Nick received his LL.M. in Taxation from the New York University School of Law, and his J.D., magna cum laude, from the Benjamin N. Cardozo School of Law, where he served as a Senior Articles Editor on the Cardozo Law Review.

Photo of Andrea Rattner Andrea Rattner

Andrea S. Rattner is a partner in the Tax Department and member of the Employee Benefits & Executive Compensation Group. For more than 30 years, her practice has focused on a broad range of executive compensation and employee benefits matters, advising clients on…

Andrea S. Rattner is a partner in the Tax Department and member of the Employee Benefits & Executive Compensation Group. For more than 30 years, her practice has focused on a broad range of executive compensation and employee benefits matters, advising clients on an ongoing basis as well as in the context of corporate transactions and other transformative and unique situations. Her clients include public and private companies, boards of directors, compensation committees and senior executives in a broad range of industries. Andrea has been involved in Firm management for many years, having served as a member of the Executive Committee and a former chair of the Tax Department.

Andrea counsels clients with respect to the tax, securities, corporate governance, stock exchange, ERISA and other implications affecting executive compensation arrangements. Andrea regularly provides advice regarding equity arrangements (such as stock options, restricted stock, RSUs, LLC/partnership interests and phantom equity), employment agreements, change-in-control agreements and all other types of compensation arrangements (including incentive awards, SERPs, deferred compensation and “409A” covered and exempt arrangements).

She counsels clients on benefits and compensation matters arising in all types of corporate transactions, including mergers & acquisitions, spin-offs, restructurings, joint ventures, debt and equity offerings and bankruptcies. In numerous transactions, she has addressed the treatment of stock options and other equity awards, change-in-control and “golden parachute” tax issues, severance obligations and separation agreements, the negotiation of new employment agreements and other executive arrangements, retention and other bonus plans, benefit plan liabilities, COBRA, PBGC-related issues and post-closing benefit plan and compensation structures and integration.

Andrea also advises clients on compliance with ERISA, the Internal Revenue Code, and other laws affecting employee benefit plans, as well as plan design, administration, termination, fiduciary duty issues, prohibited transactions, qualification requirements and other matters concerning pension, profit-sharing, employee stock ownership, 401(k), and other types of plans. She has extensive experience with respect to the legal consequences relating to the use of employer stock in tax-qualified plans such as ESOPs, profit-sharing, stock bonus and pension plans.

Andrea has been lauded by various legal rankings directories, including Chambers USA and Legal 500, noting that her “depth of knowledge and involvement in this practice area, [including] the business and trends, is terrific.” She is also recognized for having an “excellent understanding of the business community” and for being “pro-active in keeping clients up to date.” She writes and lectures frequently on employee benefits and executive compensation matters and is a co-editor and chapter author of Executive Compensation (Law Journal Press). Since 1993, she has served as an adjunct professor on the faculty of Cornell University (New York State School of Industrial & Labor Relations-Management Programs). Andrea is also active in Proskauer’s relationship with the Women Corporate Directors (WCD), the only global membership organization of its kind focused on helping women obtain and succeed in board positions.

Photo of Seth Safra Seth Safra

Seth J. Safra leads Proskauer’s Compensation & Benefits Group. Described by clients as “extremely knowledgeable, practical, and strategic,” Seth advises clients on compensation and benefit programs.

Seth’s experience covers a broad range of retirement plan designs, from traditional defined benefit to cash balance…

Seth J. Safra leads Proskauer’s Compensation & Benefits Group. Described by clients as “extremely knowledgeable, practical, and strategic,” Seth advises clients on compensation and benefit programs.

Seth’s experience covers a broad range of retirement plan designs, from traditional defined benefit to cash balance and floor-offset arrangements, ESOPs and 401(k) plans—often coordinating qualified and non-qualified arrangements. He also advises tax-exempt and governmental employers on 403(b) and 457 arrangements, as well as innovative new plan designs; and he advises on ERISA compliance for investments.

On the health and welfare side, Seth helps employers provide benefits that are cost-effective and competitive. He advises on plan design, including consumer-driven health plans with HSAs, retiree medical, fringe benefits, and severance programs, ERISA preemption, and tax and other compliance issues, such as nondiscrimination and cafeteria plan rules.

Seth also advises for-profit and non-profit employers, compensation committees, and boards on executive employment, deferred compensation, change in control, and equity and other incentive arrangements. In addition, he advises on compensation and benefits in corporate transactions.

Seth represents clients before the Department of Labor, IRS and other government agencies.

Seth has been recognized by Chambers USA, The Legal 500, Best Lawyers, Law360, Human Resource Executive, Lawdragon and Super Lawyers.

Photo of David B. Teigman David B. Teigman

David Teigman is a partner in the Tax Department and a member of the Employee Benefits & Executive Compensation Group. David focuses his practice on executive compensation and benefit matters, principally in connection with mergers and acquisitions, securities offerings and senior executive employment…

David Teigman is a partner in the Tax Department and a member of the Employee Benefits & Executive Compensation Group. David focuses his practice on executive compensation and benefit matters, principally in connection with mergers and acquisitions, securities offerings and senior executive employment relationships.

David regularly counsels public and private companies on compensatory and benefit arrangements, such as equity-based incentives, cash-based incentives and employment, change-in-control, retention, separation and consulting agreements. He also advises on corporate governance, tax law and securities law related to employment matters.

A frequent author, David has published the following articles:

  • “Share Reserve and Other Limits in Public Company Equity Plans” (Practical Law)
  • “Roadmap to Providing Appropriate Incentives to Employees When Your Company is Going to be Sold” (The M&A Lawyer)
  • “Taxation of an Option Exercise When the Shares are Subject to a Substantial Risk of Forfeiture” (Practical Law)

David is often called upon by leading industry publications, including Agenda/Financial Times, Law360, Financier Worldwide and Modern Healthcare, for his perspective on executive compensation and benefit issues.

David has been recognized and ranked by various directories.  Most recently, Chambers and Partners included the following comments in David’s ranking:  “He has fantastic technical skills and an ability to explain things in a way that makes them comprehensible and easily digestible.” “He is very knowledgeable in the executive compensation space and does a good job representing clients.”

David received his J.D., cum laude, from the University of Buffalo, where he was the Editor-in-Chief of the Buffalo Law Review and the Executive Editor of the Public Interest Law Journal, and his B.S. from Cornell University.

Photo of Katrine Magas Katrine Magas

Katrine Magas is a senior counsel in the Tax Department and a member of the Employee Benefits & Executive Compensation Group.

Katrine works with public and private companies on their executive compensation arrangements and employee benefit plans both on day-to-day matters and in…

Katrine Magas is a senior counsel in the Tax Department and a member of the Employee Benefits & Executive Compensation Group.

Katrine works with public and private companies on their executive compensation arrangements and employee benefit plans both on day-to-day matters and in connection with corporate transactions or financings. In her practice, Katrine provides expertise on complex tax issues arising under Internal Revenue Code Section 280G, 409A and 162(m). She also assists clients in designing, implementing and administering short- and long-term cash and equity incentive plans.

Katrine also represents individual executives related to employment, equity and separation agreements.

Before joining Proskauer, Katrine worked in Ernst & Young’s People Advisory Services, Reward group, focusing on executive compensation and global equity matters arising in financial services organizations. After graduating from law school, Katrine served as a judicial law clerk for Justice Nancy M. Saitta of the Supreme Court of Nevada.